Ascher Brian D. 4/A
4/A · VOCERA COMMUNICATIONS, INC. · Filed Nov 21, 2012
Insider Transaction Report
Form 4/AAmended
Ascher Brian D.
Director
Transactions
- Exercise of In-Money
Common Stock
2012-04-02$17.78/sh+174,980$3,111,144→ 3,037,584 total(indirect: By Funds)
Footnotes (1)
- [F1]Consists of (i) 2,430,069 shares of Common Stock held by VA III, (ii) 546,764 shares of Common Stock held by VA, and (iii) 60,751 shares of Common Stock held by VEF III of which 139,985 shares, 31,496 shares and 3,500 shares were deemed acquired by VA III, VA and VEF III, respectively, pursuant to the exercise by Dr. Shostak of the put option under the Put/Call Agreement. VM III is the general partner of VA III. VEFM is the general partner of VEF III. VM III and VEFM disclaim beneficial ownership of these securities except to the extent of their pro-rata pecuniary interest therein. The Form 4 filing on April 4, 4012 incorrectly included options which were exercised by Dr. Shostak.