Ascher Brian D. 4
4 · VOCERA COMMUNICATIONS, INC. · Filed Nov 21, 2012
Insider Transaction Report
Form 4
Ascher Brian D.
Director
Transactions
- Other
Common Stock
2012-11-19+3,833→ 2,355,417 total(indirect: By LLC) - Sale
Common Stock
2012-11-20$24.96/sh−14,000$349,458→ 2,341,417 total(indirect: By LLC) - Other
Common Stock
2012-11-19−686,000→ 2,351,584 total(indirect: By Funds)
Footnotes (5)
- [F1]On November 19, 2012, Venrock Associates III, L.P. ("VA3") and Venrock Associates, L.P. ("VA" and together with VA3, the "Venrock Funds") distributed an aggregate of 686,000 shares of the common stock of the Issuer to their respective partners pro rata based on their respective interests in the Venrock Funds (the "Distribution").
- [F2]Following the Distribution, the shares held by VA3, VA and Venrock Entrepreneurs Fund III, L.P. ("VEF3") are as follows: 1,870,069 shares held by VA3, 420,764 shares held by VA and 60,751 shares held by VEF3.
- [F3]Venrock Management III, LLC ("VM3") and VEF Management III, LLC ("VEFM3") are the sole general partners of VA3 and VEF3, respectively, and may be deemed to beneficially own the shares held by VA3 and VEF3, respectively. VM3 and VEFM3 expressly disclaim beneficial ownership over all shares held by VA3 and VEF3, respectively, except to the extent of their indirect pecuniary interests therein.
- [F4]In the Distribution, VM3 received 3,833 shares. For VM3, this represents a change in form of ownership from indirect to direct but does not represent a change in beneficial ownership.
- [F5]Represents an aggregate of 1,870,069 shares held by VA3, 420,764 shares held by VA, 46,751 shares held by VEF3 and 3,833 shares held by VM3.