VOCERA COMMUNICATIONS, INC. 4
4 · VOCERA COMMUNICATIONS, INC. · Filed Dec 6, 2013
Insider Transaction Report
Form 4
Ascher Brian D.
Director
Transactions
- Exercise of In-Money
Common Stock
2013-03-19$6.61/sh+34,142$225,679→ 2,371,726 total(indirect: By Funds) - Exercise of In-Money
Common Stock Warrants (right to buy)
2013-03-19−34,142→ 0 total(indirect: By Funds)Exercise: $6.61From: 2005-10-19Exp: 2015-10-19→ Common Stock (34,142 underlying)
Footnotes (2)
- [F1]On March 19, 2013, Venrock Associates III, L.P. ("VA3"), Venrock Associates, L.P. ("VA"), Venrock Entrepreneurs Fund III, L.P. ("VEF3") exercised Common Stock warrants to purchase 27,315, 6,145 and 682 shares, respectively.
- [F2]Represents an aggregate of 1,897,384 shares held by VA3, 426,909 shares held by VA and 47,433 shares held by VEF3. Venrock Management III, LLC ("VM3") and VEF Management III, LLC ("VEFM3") are the sole general partners of VA3 and VEF3, respectively, and may be deemed to beneficially own the shares held by VA3 and VEF3, respectively. VM3 and VEFM3 expressly disclaim beneficial ownership over all shares held by VA3 and VEF3, respectively, except to the extent of their indirect pecuniary interests therein.