4//SEC Filing
VOCERA COMMUNICATIONS, INC. 4
Accession 0001544110-14-000002
CIK 0001129260operating
Filed
Dec 15, 7:00 PM ET
Accepted
Dec 16, 4:15 PM ET
Size
10.0 KB
Accession
0001544110-14-000002
Insider Transaction Report
Form 4
Ascher Brian D.
Director
Transactions
- Sale
Common Stock
2014-12-15$9.51/sh−5,596$53,218→ 1,669,763 total(indirect: By LLC) - Sale
Common Stock
2014-12-12$9.75/sh−200$1,950→ 1,675,359 total(indirect: By LLC)
Holdings
- 7,092(indirect: By LLC)
Common Stock
- 7,820
Common Stock
Footnotes (6)
- [F1]Represents an aggregate of 1,337,184 shares held by Venrock Associates III, L.P. ("VA3"), 300,909 shares held by Venrock Associates, L.P. ("VA"), 33,433 shares held by Venrock Entrepreneurs Fund III, L.P. ("VEF3") and 3,833 shares held by Venrock Management III, LLC ("VM3").
- [F2]VM3 and VEF Management III, LLC ("VEFM3") are the sole general partners of VA3 and VEF3, respectively, and may be deemed to beneficially own the shares held by VA3 and VEF3, respectively. VM3 and VEFM3 expressly disclaim beneficial ownership over all shares held by VA3 and VEF3, respectively, except to the extent of their indirect pecuniary interests therein.
- [F3]Represents an aggregate of 1,331,588 shares held by VA3, 300,909 shares held by VA, 33,433 shares held by VEF3 and 3,833 shares held by VM3.
- [F4]In August 2014, the reporting person transferred record title to 7,092 shares of the Common Stock to VR Management, LLC (the "Management Company") pursuant to the agreement described in Footnote 5, and the reporting person's holdings have been reduced accordingly. For Mr. Ascher, this represents a change in form of ownership from direct to indirect but does not represent a change in beneficial ownership.
- [F5]The reporting person is a member of the Management Company. Under an agreement between the reporting person and the Management Company, the reporting person is deemed to hold the reported shares for the sole benefit of the Management Company, which is entitled to the shares. The Management Company may be deemed the indirect beneficial owner of the shares, and the reporting person may be deemed the indirect beneficial owner of the shares through his interest in the Management Company. The reporting person disclaims beneficial ownership of the shares except to the extent of his indirect pecuniary interest therein.
- [F6]In August 2014, the reporting person transferred record title to 7,092 shares of Common Stock to the Management Company pursuant to the agreement described in Footnote 5, and the Management Company's holdings have been increased accordingly. The reporting person disclaims beneficial ownership of the shares except to the extent of his indirect pecuniary interest therein.
Documents
Issuer
VOCERA COMMUNICATIONS, INC.
CIK 0001129260
Entity typeoperating
Related Parties
1- filerCIK 0001129260
Filing Metadata
- Form type
- 4
- Filed
- Dec 15, 7:00 PM ET
- Accepted
- Dec 16, 4:15 PM ET
- Size
- 10.0 KB