4//SEC Filing
VOCERA COMMUNICATIONS, INC. 4
Accession 0001544110-16-000002
CIK 0001129260operating
Filed
Feb 18, 7:00 PM ET
Accepted
Feb 19, 5:49 PM ET
Size
11.9 KB
Accession
0001544110-16-000002
Insider Transaction Report
Form 4
Ascher Brian D.
Director
Transactions
- Sale
Common Stock
2016-02-17$14.25/sh−237,699$3,387,211→ 1,432,064 total(indirect: By LLC) - Sale
Common Stock
2016-02-18$13.82/sh−112,301$1,552,000→ 1,319,763 total(indirect: By LLC) - Sale
Common Stock
2016-02-19$13.71/sh−150,000$2,056,500→ 1,169,763 total(indirect: By LLC)
Holdings
- 16,730
Common Stock
- 7,092(indirect: By LLC)
Common Stock
Footnotes (8)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.09 to $14.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (4) and (6) to this Form 4.
- [F2]Represents an aggregate of 1,141,595 shares held by Venrock Associates III, L.P. ("VA3"), 257,981 shares held by Venrock Associates, L.P. ("VA"), 28,655 shares held by Venrock Entrepreneurs Fund III, L.P. ("VEF3") and 3,833 shares held by Venrock Management III, LLC ("VM3").
- [F3]VM3 and VEF Management III, LLC ("VEFM3") are the sole general partners of VA3 and VEF3, respectively, and may be deemed to beneficially own the shares held by VA3 and VEF3, respectively. VM3 and VEFM3 expressly disclaim beneficial ownership over all shares held by VA3 and VEF3, respectively, except to the extent of their indirect pecuniary interests therein.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.70 to $14.16, inclusive.
- [F5]Represents an aggregate of 1,051,833 shares held by VA3, 237,699 shares held by VA, 26,398 shares held by VEF3 and 3,833 shares held by VM3.
- [F6]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.49 to $14.02, inclusive.
- [F7]Represents an aggregate of 931,938 shares held by VA3, 210,609 shares held by VA, 23,383 shares held by VEF3 and 3,833 shares held by VM3.
- [F8]The reporting person is a member of VR Management, LLC (the "Management Company"). Under an agreement between the reporting person and the Management Company, the reporting person is deemed to hold the reported shares for the sole benefit of the Management Company, which is entitled to the shares. The Management Company may be deemed the indirect beneficial owner of the shares, and the reporting person may be deemed the indirect beneficial owner of the shares through his interest in the Management Company. The reporting person disclaims beneficial ownership of the shares except to the extent of his indirect pecuniary interest therein.
Documents
Issuer
VOCERA COMMUNICATIONS, INC.
CIK 0001129260
Entity typeoperating
Related Parties
1- filerCIK 0001129260
Filing Metadata
- Form type
- 4
- Filed
- Feb 18, 7:00 PM ET
- Accepted
- Feb 19, 5:49 PM ET
- Size
- 11.9 KB