Merkle Claudia J 4
4 · NMI Holdings, Inc. · Filed Mar 4, 2021
Insider Transaction Report
Form 4
Merkle Claudia J
EVP, Chief Insurance Officer
Transactions
- Exercise/Conversion
Class A Common Shares, $0.01 par value per share
2021-03-02$10.00/sh+7,921$79,210→ 164,821 total - Sale
Class A Common Shares, $0.01 par value per share
2021-03-02$24.53/sh−7,921$194,275→ 156,900 total - Exercise/Conversion
Class A Common Shares, $0.01 par value per share
2021-03-03$10.00/sh+978$9,780→ 157,878 total - Sale
Class A Common Shares, $0.01 par value per share
2021-03-03$24.51/sh−978$23,966→ 156,900 total - Exercise/Conversion
Stock Option (right to buy)
2021-03-02−7,921→ 4,079 totalExercise: $10.00Exp: 2022-11-07→ Class A Common Shares, $0.01 par value per share (7,921 underlying) - Exercise/Conversion
Stock Option (right to buy)
2021-03-03−978→ 3,101 totalExercise: $10.00Exp: 2022-11-07→ Class A Common Shares, $0.01 par value per share (978 underlying)
Footnotes (4)
- [F1]The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $24.5266. The range of sale prices was $24.50 to $24.57. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- [F2]The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $24.5054. The range of sale prices was $24.50 to $24.52. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- [F3]Represents 69,900 class A common shares and 87,000 unvested restricted stock units.
- [F4]The option vested in full on November 7, 2015.