Merkle Claudia J 4

4 · NMI Holdings, Inc. · Filed Mar 15, 2021

Form 4

Period: 2021-03-11

EVP, Chief Insurance Officer

Transactions

Exercise/Conversion
Stock Option (right to buy)
2021-03-11−3,101→ 0 total
Exercise: $10.00Exp: 2022-11-07→ Class A Common Shares, $0.01 par value per share (3,101 underlying)
Exercise/Conversion
Stock Option (right to buy)
2021-03-11−30,247→ 0 total
Exercise: $11.75Exp: 2023-02-14→ Class A Common Shares, $0.01 par value per share (30,247 underlying)
Exercise/Conversion
Class A Common Shares, $0.01 par value per share
2021-03-11$10.00/sh+3,101$31,010→ 160,001 total
Exercise/Conversion
Class A Common Shares, $0.01 par value per share
2021-03-11$11.75/sh+30,247$355,402→ 190,248 total
Sale
Class A Common Shares, $0.01 par value per share
2021-03-11$24.60/sh−33,348$820,234→ 156,900 total

Footnotes (4)

[F1]The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $24.5962. The range of sale prices was $24.56 to $24.67. The reporting person undertakes to provide, upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
[F2]Represents 69,900 class A common shares and 87,000 unvested restricted stock units.
[F3]The option vested in full on November 7, 2015.
[F4]The option vested in full on February 14, 2016.

Documents

1 file