MacLean Malcolm F IV 4
4 · ASPEN GROUP, INC. · Filed Mar 13, 2019
Insider Transaction Report
Form 4
MacLean Malcolm F IV
Director
Transactions
- Purchase
Common Stock
2019-03-12$5.20/sh+2,000$10,396→ 658,549 total(indirect: See footnote) - Purchase
Common Stock
2019-03-12$5.25/sh+5,000$26,235→ 663,549 total(indirect: See footnote)
Holdings
- 2,302
Common Stock
Footnotes (5)
- [F1]The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions ranging from $5.196 to $5.20, inclusive. The reporting person undertakes to provide to Aspen Group, Inc., any security holder of Aspen Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnote (1) to this Form 4.
- [F2]The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions ranging from $5.1798 to $5.2766, inclusive. The reporting person undertakes to provide to Aspen Group, Inc., any security holder of Aspen Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnote (2) to this Form 4.
- [F3]Includes (i) 123,779 shares held jointly with spouse, (ii) 98,000 shares held by Starfish Partners LLC which Mr. MacLean indirectly controls, (iii) 161,291 shares held by Taurus Capital Partners LLC of which Mr. MacLean is the Managing Member, (iv) 18,938 shares held as custodian for the benefit of Mr. MacLean's children, (v) 163,196 shares held in the name of his multiple IRAs, (vi) 4,500 shares held in trust, (vii) 7,333 shares held in spouse's IRA, and (viii) 86,512 shares held in Mr. MacLean's company defined benefit plan.
- [F4]Purchased by the Reporting Person and are held jointly with his spouse.
- [F5]Purchased by an IRA of the Reporting Person.