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SMARTFINANCIAL INC. 4

Accession 0001553541-16-000006

$SMBKCIK 0001038773operating

View on SEC.gov Company Profile

Filed

Sep 25, 8:00 PM ET

Accepted

Sep 26, 2:09 PM ET

Size

11.9 KB

Accession

0001553541-16-000006

Insider Transaction Report

Form 4

Period: 2016-09-23

SMARTFINANCIAL INC.SMBK

Coxwell John H Sr

Senior Executive Officer

Transactions

Sale
Common Stock
2016-09-23$16.25/sh−10,000$162,500→ 9,387 total
Exercise/Conversion
Common Stock
2016-09-23$9.60/sh+6,250$60,000→ 19,387 total
Exercise/Conversion
Stock Option
2016-09-23−3,750→ 0 total
Exercise: $9.48Exp: 2023-03-01→ Common Stock (3,750 underlying)
Exercise/Conversion
Stock Option
2016-09-23−6,250→ 0 total
Exercise: $9.60Exp: 2024-03-01→ Common Stock (6,250 underlying)
Exercise/Conversion
Common Stock
2016-09-23$9.48/sh+3,750$35,550→ 13,137 total

Footnotes (2)

[F1]This option was fully vested.
[F2]This option was fully vested.

Documents

1 file

4
primary_doc.xmlPrimary
PRIMARY DOCUMENT

Issuer

SMARTFINANCIAL INC.

CIK 0001038773

Entity typeoperating

IncorporatedTN

Related Parties

1

filerCIK 0001038773

Filing Metadata

Form type: 4
Filed: Sep 25, 8:00 PM ET
Accepted: Sep 26, 2:09 PM ET
Size: 11.9 KB

View on SEC.gov