Sudbury Capital Fund, LP 3
3 · Sudbury Capital Fund, LP · Filed May 26, 2015
Insider Transaction Report
Form 3
Sudbury Capital Fund, LP
10% Owner
Holdings
Warrants
Exercise: $12.00From: 2012-11-03Exp: 2017-10-03→ Warrants (381,292 underlying)Series A-2 Convertible Preferred Stock
Exercise: $1.00From: 2015-05-20Exp: 2020-05-20→ Common Stock, par value $0.001 per share (2,000,000 underlying)- 290,143
Common Stock, par value $0.001 per share
- 15,136(indirect: By Dayton Judd)
Common Stock, par value $0.001 per share
Warrants
Exercise: $1.50From: 2015-05-20Exp: 2020-05-20→ Common Stock, par value $0.001 per share (600,000 underlying)
Footnotes (1)
- [F1]On May 20, 2015, Dayton Judd was granted 15,136 shares of restricted common stock, par value $0.001 per share, of the Company in connection with his service as a director of the Company. All 15,136 shares will vest upon the earlier of the 2015 Meeting of Shareholders or May 20, 2016 (the "Vesting Date"), provided that the Reporting Person's service as a director of the Company continues through the Vesting Date.