4//SEC Filing
Thompson Jeffrey M 4
Accession 0001554795-24-000378
CIK 0000748268other
Filed
Dec 25, 7:00 PM ET
Accepted
Dec 26, 4:53 PM ET
Size
20.4 KB
Accession
0001554795-24-000378
Insider Transaction Report
Form 4
Thompson Jeffrey M
DirectorChairman of the Board, CEO10% Owner
Transactions
- Exercise/Conversion
Common Stock
2024-12-20$1.06/sh+322,327$341,667→ 13,546,232 total - Sale
Common Stock
2024-12-23$11.34/sh−392,551$4,452,117→ 13,121,898 total - Exercise/Conversion
Employee Stock Option (right to buy)
2024-12-20−474,684→ 25,316 totalExercise: $3.95Exp: 2031-03-31→ Common Stock (474,684 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2024-12-20−322,327→ 927,673 totalExercise: $1.06Exp: 2033-05-15→ Common Stock (322,327 underlying) - Tax Payment
Common Stock
2024-12-20$10.75/sh−31,783$341,667→ 13,514,449 total - Sale
Common Stock
2024-12-24$11.22/sh−78,693$883,219→ 13,043,205 total - Tax Payment
Common Stock
2024-12-20$10.75/sh−174,419$1,875,004→ 13,223,905 total - Exercise/Conversion
Common Stock
2024-12-20$3.95/sh+474,684$1,875,002→ 13,398,324 total - Sale
Common Stock
2024-12-26$13.97/sh−28,756$401,721→ 13,014,449 total
Footnotes (5)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.4522 to $13.8301 per share. The reporting person undertakes to provide Red Cat Holdings, Inc., any security holder of Red Cat Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.6701 to $11.77 per share. The reporting person undertakes to provide Red Cat Holdings, Inc., any security holder of Red Cat Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.37 to $14.46 per share. The reporting person undertakes to provide Red Cat Holdings, Inc., any security holder of Red Cat Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F4]On March 31, 2021, the reporting person was granted an option to purchase up to 500,000 shares of common stock at a price of $3.95 per share issued as compensation under the 2019 Equity Incentive Plan of Red Cat Holdings, Inc. The options are fully vested.
- [F5]On May 15, 2023, the reporting person was granted an option to purchase up to 1,250,000 shares of common stock at a price of $1.06 per share issued as compensation under the 2019 Equity Incentive Plan of Red Cat Holdings, Inc. These options vest at a rate of 1/3 per year over the course of 3 years after the date of grant, and are exercisable for up to 10 years.
Documents
Issuer
Red Cat Holdings, Inc.
CIK 0000748268
Entity typeother
Related Parties
1- filerCIK 0001397565
Filing Metadata
- Form type
- 4
- Filed
- Dec 25, 7:00 PM ET
- Accepted
- Dec 26, 4:53 PM ET
- Size
- 20.4 KB