Golman Jeffrey A 4

What Happened
Jeffrey A. Golman, a director of Monroe Capital Corporation (MRCC), disposed of 20,355.854 shares of MRCC common stock on April 14, 2026. The Form 4 reports the disposition as to the issuer (merger conversion), so no per‑share MRCC price is listed. Under the Merger Agreement, each MRCC share converted into 0.9402 shares of Horizon Technology Finance Corporation (HRZN). Using HRZN’s closing price of $4.57 on April 13, 2026, the conversion equals roughly 19,138.6 HRZN shares with an implied value of about $87,463.

Key Details

• Transaction date: 2026-04-14 (reported on Form 4 filed 2026-04-23)
• Transaction type: Disposition to issuer (merger conversion) — code D; price reported as N/A on the Form 4
• MRCC shares disposed: 20,355.854
• Conversion ratio: 1 MRCC → 0.9402 HRZN shares (per Merger Agreement)
• Implied HRZN shares received: ~19,138.6; implied value ≈ $87,463 (based on HRZN close $4.57 on 2026-04-13)
• Shares owned after transaction: Not specified in this filing
• Footnote: Disposition occurred upon completion of the Agreement and Plan of Merger dated Aug 7, 2025 (MRCC → HRZN conversion)
• Filing timeliness: Form 4 filed 9 days after the transaction date (appears later than the typical 2-business‑day Form 4 deadline)

Context
This was a corporate transaction (stock conversion on merger close), not an open‑market sale—such dispositions reflect deal mechanics rather than an insider deciding to liquidate shares on the market. The reported value above is an approximate calculation using the disclosed conversion ratio and HRZN’s closing price on the last trading day before closing.