4//SEC Filing
ASTORIA FINANCIAL CORP 4
Accession 0001562180-16-001410
CIK 0000910322operating
Filed
Jan 28, 7:00 PM ET
Accepted
Jan 29, 4:31 PM ET
Size
16.5 KB
Accession
0001562180-16-001410
Insider Transaction Report
Form 4
Chrin John R.
Director
Transactions
- Other
Common Stock
2016-01-28−4,639→ 0 total(indirect: RSA Vest) - Other
Common Stock
2016-01-28$14.90/sh+4,639$69,144→ 99,763 total - Other
Common Stock
2016-01-28−1,031→ 0 total(indirect: RSA Vest) - Other
Common Stock
2016-01-28$14.90/sh+1,031$15,367→ 100,794 total
Holdings
- 3,577(indirect: RSA)
Common Stock
- 795(indirect: RSA)
Common Stock
- 793(indirect: RSA)
Common Stock
- 4,658
Series C Preferred Stock
- 3,565(indirect: RSA)
Common Stock
Footnotes (6)
- [F1]Represents vesting of a previous award of restricted stock pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock vested and was distributed on 01/28/16. The transaction represents a change in the form of beneficial ownership from indirect to direct.
- [F2]Represents value of restricted stock at time of vesting and is the value of services rendered by the Reporting Person to the Issuer.
- [F3]Represents award of restricted stock dated February 2, 2015 pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest on February 2, 2018 or, if earlier, upon the death, Disability, Mandatory Retirement, Change in Control or Involuntary Termination, all as specified in the 2007 Plan.
- [F4]Represents discretionary grant on February 2, 2015 of restricted stock pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest and be distributed effective February 2, 2018 or earlier upon the death, disability or Mandatory Retirement, on a Change in Control, or Involuntary Termination, all as specified in the 2007 Plan.
- [F5]Represents award of restricted stock dated February 3, 2014 pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest on February 3, 2017 or, if earlier, upon the death, Disability, Mandatory Retirement, Change in Control or Involuntary Termination, all as specified in the 2007 Plan.
- [F6]Represents discretionary grant on February 3, 2014 of restricted stock pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest and be distributed effective February 3, 2017 or earlier upon the death, disability or Mandatory Retirement, on a Change in Control, or Involuntary Termination, all as specified in the 2007 Plan.
Documents
Issuer
ASTORIA FINANCIAL CORP
CIK 0000910322
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000910322
Filing Metadata
- Form type
- 4
- Filed
- Jan 28, 7:00 PM ET
- Accepted
- Jan 29, 4:31 PM ET
- Size
- 16.5 KB