Home/Filings/4/0001562180-16-001424
4//SEC Filing

ASTORIA FINANCIAL CORP 4

Accession 0001562180-16-001424

CIK 0000910322operating

Filed

Feb 1, 7:00 PM ET

Accepted

Feb 2, 1:31 PM ET

Size

14.3 KB

Accession

0001562180-16-001424

Insider Transaction Report

Form 4
Period: 2016-02-01
Transactions
  • Award

    Common Stock

    2016-02-01+2,9882,988 total(indirect: RSA)
  • Award

    Common Stock

    2016-02-01+664664 total(indirect: RSA)
Holdings
  • Common Stock

    100,794
  • Common Stock

    (indirect: RSA)
    3,577
  • Common Stock

    (indirect: RSA)
    795
  • Common Stock

    (indirect: RSA)
    3,565
  • Common Stock

    (indirect: RSA)
    793
  • Series C Preferred Stock

    4,658
Footnotes (6)
  • [F1]Represents award of restricted stock dated February 1, 2016 pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest on February 1, 2019 or, if earlier, upon the death, Disability, Mandatory Retirement, Change in Control or Involuntary Termination, all as specified in the 2007 Plan.
  • [F2]Represents discretionary grant on February 1, 2016 of restricted stock pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest and be distributed effective February 1, 2019 or earlier upon the death, disability or Mandatory Retirement, on a Change in Control, or Involuntary Termination, all as specified in the 2007 Plan.
  • [F3]Represents award of restricted stock dated February 2, 2015 pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest on February 2, 2018 or, if earlier, upon the death, Disability, Mandatory Retirement, Change in Control or Involuntary Termination, all as specified in the 2007 Plan.
  • [F4]Represents discretionary grant on February 2, 2015 of restricted stock pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest and be distributed effective February 2, 2018 or earlier upon the death, disability or Mandatory Retirement, on a Change in Control, or Involuntary Termination, all as specified in the 2007 Plan.
  • [F5]Represents award of restricted stock dated February 3, 2014 pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest on February 3, 2017 or, if earlier, upon the death, Disability, Mandatory Retirement, Change in Control or Involuntary Termination, all as specified in the 2007 Plan.
  • [F6]Represents discretionary grant on February 3, 2014 of restricted stock pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest and be distributed effective February 3, 2017 or earlier upon the death, disability or Mandatory Retirement, on a Change in Control, or Involuntary Termination, all as specified in the 2007 Plan.

Issuer

ASTORIA FINANCIAL CORP

CIK 0000910322

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000910322

Filing Metadata

Form type
4
Filed
Feb 1, 7:00 PM ET
Accepted
Feb 2, 1:31 PM ET
Size
14.3 KB