4//SEC Filing
GLAUKOS Corp 4
Accession 0001562180-16-002847
$GKOSCIK 0001192448operating
Filed
Jul 26, 8:00 PM ET
Accepted
Jul 27, 6:54 PM ET
Size
10.1 KB
Accession
0001562180-16-002847
Insider Transaction Report
Form 4
GLAUKOS CorpGKOS
HARRISON RICHARD L
Treasurer, CFO & Secretary
Transactions
- Exercise/Conversion
Common Stock
2016-07-27$3.98/sh+10,000$39,750→ 11,388 total - Sale
Common Stock
2016-07-27$35.01/sh−10,000$350,100→ 1,388 total - Exercise/Conversion
Stock Options (Right to buy)
2016-07-27−10,000→ 1,268 totalExercise: $3.98Exp: 2021-01-27→ Common Stock (10,000 underlying)
Holdings
- 206,000(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]These trades were made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices.
- [F2]This transaction was executed in multiple trades at prices ranging from $35.00 to $35.06. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F3]This option has a four-year vesting schedule in which 25% will vest on the first year anniversary date of the grant and then will vest equally for 36 months thereafter, such that the stock option is vested in full on the four-year anniversary of the grant date
Documents
Issuer
GLAUKOS Corp
CIK 0001192448
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001192448
Filing Metadata
- Form type
- 4
- Filed
- Jul 26, 8:00 PM ET
- Accepted
- Jul 27, 6:54 PM ET
- Size
- 10.1 KB