People's United Financial, Inc. 4

4 · People's United Financial, Inc. · Filed Nov 16, 2016

Form 4

Period: 2016-11-15

Director

Transactions

Exercise/Conversion
Common Stock
2016-11-16$17.09/sh+94,415$1,613,080→ 327,258 total
Exercise/Conversion
Director Option to Buy
2016-11-15−100,000→ 94,415 total
Exercise: $17.09Exp: 2017-12-07→ Common Stock (100,000 underlying)
Exercise/Conversion
Director Option to Buy
2016-11-16−94,415→ 0 total
Exercise: $17.09Exp: 2017-12-07→ Common Stock (94,415 underlying)
Exercise/Conversion
Common Stock
2016-11-15$17.09/sh+100,000$1,708,500→ 332,843 total
Sale
Common Stock
2016-11-15$18.54/sh−100,000$1,854,000→ 232,843 total
Sale
Common Stock
2016-11-16$18.20/sh−94,415$1,718,353→ 232,843 total

Footnotes (3)

[F1]This transaction was executed in multiple trades at prices ranging from $18.53 to $18.565. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected.
[F2]This transaction was executed in multiple trades at prices ranging from $18.17 to $18.21. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected.
[F3]Exercisable in annual increments of 20% over the course of five years, beginning on the first anniversary of the date of the grant.

Documents

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