4//SEC Filing
People's United Financial, Inc. 4
Accession 0001562180-16-003532
CIK 0001378946operating
Filed
Nov 15, 7:00 PM ET
Accepted
Nov 16, 3:50 PM ET
Size
14.5 KB
Accession
0001562180-16-003532
Insider Transaction Report
Form 4
Baron Collin P
Director
Transactions
- Exercise/Conversion
Common Stock
2016-11-16$17.09/sh+94,415$1,613,080→ 327,258 total - Exercise/Conversion
Director Option to Buy
2016-11-15−100,000→ 94,415 totalExercise: $17.09Exp: 2017-12-07→ Common Stock (100,000 underlying) - Exercise/Conversion
Director Option to Buy
2016-11-16−94,415→ 0 totalExercise: $17.09Exp: 2017-12-07→ Common Stock (94,415 underlying) - Exercise/Conversion
Common Stock
2016-11-15$17.09/sh+100,000$1,708,500→ 332,843 total - Sale
Common Stock
2016-11-15$18.54/sh−100,000$1,854,000→ 232,843 total - Sale
Common Stock
2016-11-16$18.20/sh−94,415$1,718,353→ 232,843 total
Footnotes (3)
- [F1]This transaction was executed in multiple trades at prices ranging from $18.53 to $18.565. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected.
- [F2]This transaction was executed in multiple trades at prices ranging from $18.17 to $18.21. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected.
- [F3]Exercisable in annual increments of 20% over the course of five years, beginning on the first anniversary of the date of the grant.
Documents
Issuer
People's United Financial, Inc.
CIK 0001378946
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001378946
Filing Metadata
- Form type
- 4
- Filed
- Nov 15, 7:00 PM ET
- Accepted
- Nov 16, 3:50 PM ET
- Size
- 14.5 KB