ASTORIA FINANCIAL CORP 4
4 · ASTORIA FINANCIAL CORP · Filed Dec 30, 2016
Insider Transaction Report
Form 4
Sipola Stephen J
Executive Vice President
Transactions
- Other
Common Stock
2016-12-30−13,900→ 0 total(indirect: RSU) - Other
Common Stock
2016-12-30−4,060→ 0 total(indirect: RSA) - Other
Common Stock
2016-12-30−7,660→ 0 total(indirect: RSA) - Other
Common Stock
2016-12-30−12,200→ 0 total(indirect: RSU)
Holdings
- 47,568
Common Stock
- 8,159.3(indirect: By 401(k))
Common Stock
Footnotes (5)
- [F1]Represents cancellation of restricted stock awarded April 27, 2015 pursuant to the 2014 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation (the 2014 Plan). The cancellation was in accordance with the terms and conditions of the 2014 Plan and resulted from resulted from the termination of Mr. Sipola's employment with Astoria Bank and Astoria Financial Corporation.
- [F2]Represents cancellation of restricted stock awarded February 1, 2016 pursuant to the 2014 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation (the 2014 Plan). The cancellation was in accordance with the terms and conditions of the 2014 Plan and resulted from the termination of Mr. Sipola's employment with Astoria Bank and Astoria Financial Corporation.
- [F3]Represents cancellation of performance-based restricted stock awarded February 3, 2014 pursuant to the 2005 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation (the 2005 Plan). The cancellation was in accordance with the terms and conditions of the 2005 Plan and resulted from the termination of Mr. Sipola's employment with Astoria Bank and Astoria Financial Corporation.
- [F4]Represents cancellation of performance-based restricted stock awarded April 27, 2015 pursuant to the 2014 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation (the 2014 Plan). The cancellation was in accordance with the terms and conditions of the 2014 Plan and resulted from the termination of Mr. Sipola's employment with Astoria Bank and Astoria Financial Corporation.
- [F5]Represents shares held in the Employer Stock Fund of the Astoria Bank 401(k) Plan for the account of Mr. Sipola as of December 30, 2016. Shares are held in the 401(k) Plan Trust.