4//SEC Filing
GLAUKOS Corp 4
Accession 0001562180-17-000206
$GKOSCIK 0001192448operating
Filed
Jan 8, 7:00 PM ET
Accepted
Jan 9, 4:00 PM ET
Size
19.3 KB
Accession
0001562180-17-000206
Insider Transaction Report
Form 4
GLAUKOS CorpGKOS
HARRISON RICHARD L
Treasurer, CFO & Secretary
Transactions
- Exercise/Conversion
Stock Options (Right to buy)
2017-01-06−1,268→ 0 totalExercise: $3.98Exp: 2021-01-27→ Common Stock (1,268 underlying) - Sale
Common Stock
2017-01-06$36.01/sh−60$2,161→ 1,388 total - Exercise/Conversion
Stock Option (right to buy)
2017-01-06−16,500→ 1,500 totalExercise: $4.22Exp: 2023-01-29→ Common Stock (16,500 underlying) - Exercise/Conversion
Stock Option (right to buy)
2017-01-06−2,866→ 41,134 totalExercise: $7.28Exp: 2024-07-10→ Common Stock (2,866 underlying) - Exercise/Conversion
Common Stock
2017-01-06$3.98/sh+1,268$5,040→ 2,656 total - Exercise/Conversion
Common Stock
2017-01-06$7.28/sh+2,866$20,850→ 22,022 total - Sale
Common Stock
2017-01-06$35.58/sh−20,574$731,982→ 1,448 total - Exercise/Conversion
Common Stock
2017-01-06$4.22/sh+16,500$69,713→ 19,156 total
Holdings
- 206,000(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]These trades were made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices.
- [F2]This transaction was executed in multiple trades at prices ranging from $35.00 to $35.98. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F3]This transaction was executed in multiple trades at prices ranging from $36.00 to $36.06. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F4]This option has a four-year vesting schedule in which 25% vests on the first year anniversary date of the grant and the remainder vests equally for 36 months thereafter, such that the stock option vests in full on the four-year anniversary of the grant date.
Documents
Issuer
GLAUKOS Corp
CIK 0001192448
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001192448
Filing Metadata
- Form type
- 4
- Filed
- Jan 8, 7:00 PM ET
- Accepted
- Jan 9, 4:00 PM ET
- Size
- 19.3 KB