GLAUKOS Corp 4

4 · GLAUKOS Corp · Filed Jan 13, 2017

Form 4

Period: 2017-01-12

Treasurer, CFO & Secretary

Transactions

Sale
Common Stock
2017-01-12$40.00/sh−14,321$572,840→ 1,388 total
Exercise/Conversion
Stock Option (right to buy)
2017-01-12−14,321→ 26,813 total
Exercise: $7.28Exp: 2024-07-10→ Common Stock (14,321 underlying)
Exercise/Conversion
Common Stock
2017-01-13$7.28/sh+6,313$45,927→ 7,701 total
Sale
Common Stock
2017-01-13$40.01/sh−6,313$252,583→ 1,388 total
Exercise/Conversion
Common Stock
2017-01-12$7.28/sh+14,321$104,185→ 15,709 total
Exercise/Conversion
Stock Option (right to buy)
2017-01-13−6,313→ 20,500 total
Exercise: $7.28Exp: 2024-07-10→ Common Stock (6,313 underlying)

Holdings

Footnotes (4)

[F1]These trades were made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices.
[F2]This transaction was executed in multiple trades at prices ranging from $40.00 to $40.03. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
[F3]This transaction was executed in multiple trades at prices ranging from $40.00 to $40.15. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
[F4]This option has a four-year vesting schedule in which 25% vests on the first year anniversary date of the grant and the remainder vests equally for 36 months thereafter, such that the stock option vests in full on the four-year anniversary of the grant date.

Documents

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