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4//SEC Filing

GLAUKOS Corp 4

Accession 0001562180-17-000238

$GKOSCIK 0001192448operating
View on SEC.govCompany Profile

Filed

Jan 12, 7:00 PM ET

Accepted

Jan 13, 5:04 PM ET

Size

15.6 KB

Accession

0001562180-17-000238

Insider Transaction Report

Form 4
Period: 2017-01-12
GLAUKOS CorpGKOS
HARRISON RICHARD L
Treasurer, CFO & Secretary
Transactions
  • Sale

    Common Stock

    2017-01-12$40.00/sh−14,321$572,840→ 1,388 total
  • Exercise/Conversion

    Stock Option (right to buy)

    2017-01-12−14,321→ 26,813 total
    Exercise: $7.28Exp: 2024-07-10→ Common Stock (14,321 underlying)
  • Exercise/Conversion

    Common Stock

    2017-01-13$7.28/sh+6,313$45,927→ 7,701 total
  • Sale

    Common Stock

    2017-01-13$40.01/sh−6,313$252,583→ 1,388 total
  • Exercise/Conversion

    Common Stock

    2017-01-12$7.28/sh+14,321$104,185→ 15,709 total
  • Exercise/Conversion

    Stock Option (right to buy)

    2017-01-13−6,313→ 20,500 total
    Exercise: $7.28Exp: 2024-07-10→ Common Stock (6,313 underlying)
Holdings

  • Common Stock

    (indirect: By Trust)
    206,000
Footnotes (4)
  • [F1]These trades were made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices.
  • [F2]This transaction was executed in multiple trades at prices ranging from $40.00 to $40.03. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  • [F3]This transaction was executed in multiple trades at prices ranging from $40.00 to $40.15. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  • [F4]This option has a four-year vesting schedule in which 25% vests on the first year anniversary date of the grant and the remainder vests equally for 36 months thereafter, such that the stock option vests in full on the four-year anniversary of the grant date.

Documents

1 file

Issuer

GLAUKOS Corp

CIK 0001192448

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001192448

Filing Metadata

Form type
4
Filed
Jan 12, 7:00 PM ET
Accepted
Jan 13, 5:04 PM ET
Size
15.6 KB
View on SEC.gov