4//SEC Filing
ASTORIA FINANCIAL CORP 4
Accession 0001562180-17-000326
CIK 0000910322operating
Filed
Jan 22, 7:00 PM ET
Accepted
Jan 23, 5:41 PM ET
Size
8.4 KB
Accession
0001562180-17-000326
Insider Transaction Report
Form 4
DeStefano Robert J
Executive Vice President
Transactions
- Other
Common Stock
2017-01-19$18.58/sh−24,679.77$458,550→ 29,332.93 total(indirect: By 401(k))
Holdings
- 70,379.65
Common Stock
- 3,530(indirect: RSA)
Common Stock
- 14,960(indirect: RSA)
Common Stock
Footnotes (3)
- [F1]Represents shares held in the Employer Stock Fund of the Astoria Incentive Plan ("401(k) Plan") for the account of Mr. DeStefano as of January 19, 2017. Shares were held in the 401(k) Plan Trust. Shares were sold on January 19, 2017. Transaction occurred pursuant to a Qualified Domestic Relations Order (QDRO).
- [F2]Represents award of restricted stock dated April 27, 2015 pursuant to the 2014 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation (the 2014 Plan). The shares of restricted stock will vest as follows: 3,530 shares on December 14, 2017 or if earlier, upon the death, Disability or Change in Control (as such terms are defined in the 2014 Plan) or pursuant to the terms of his employment agreements with the Company and Astoria Bank (the Bank) upon his termination of employment by the Company or the Bank prior to the end of the term of such employment agreements without Cause, as defined therein.
- [F3]Represents award of restricted stock dated February 1, 2016 pursuant to the 2014 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation (the 2014 Plan). The shares of restricted stock will vest as follows: 7,480 shares on December 14, 2017 and 7,480 shares on December 14, 2018 or if earlier, upon the death, Disability or Change in Control (as such terms are defined in the 2014 Plan) or pursuant to the terms of his employment agreements with the Company and Astoria Bank (the Bank) upon his termination of employment by the Company or the Bank prior to the end of the term of such employment agreements without Cause, as defined therein.
Documents
Issuer
ASTORIA FINANCIAL CORP
CIK 0000910322
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000910322
Filing Metadata
- Form type
- 4
- Filed
- Jan 22, 7:00 PM ET
- Accepted
- Jan 23, 5:41 PM ET
- Size
- 8.4 KB