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ASTORIA FINANCIAL CORP 4

4 · ASTORIA FINANCIAL CORP · Filed Feb 1, 2017

Insider Transaction Report

Form 4
Period: 2017-01-30
ASTORIA FINANCIAL CORPAF
Giambrone Robert
Director
Transactions
  • Award

    Common Stock

    2017-01-30+2,391→ 2,391 total(indirect: RSA)
  • Award

    Common Stock

    2017-01-30+531→ 531 total(indirect: RSA)
Holdings

  • Common Stock

    (indirect: RSA)
    2,000

  • Common Stock

    (indirect: Family Member)
    1,800

  • Common Stock

    (indirect: RSA)
    2,988

  • Common Stock

    (indirect: RSA)
    664
Footnotes (6)
  • [F1]Represents award of restricted stock dated January 30, 2017 pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest on January 30, 2020 or, if earlier, upon the death, Disability, Mandatory Retirement, Change in Control or Involuntary Termination, all as specified in the 2007 Plan.
  • [F2]Represents discretionary grant on January 30, 2017 of restricted stock pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest and be distributed effective January 30, 2020 or earlier upon the death, disability or Mandatory Retirement, on a Change in Control, or Involuntary Termination, all as specified in the 2007 Plan.
  • [F3]Represents award of restricted stock dated February 1, 2016 pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest on February 1, 2019 or, if earlier, upon the death, Disability, Mandatory Retirement, Change in Control or Involuntary Termination, all as specified in the 2007 Plan.
  • [F4]Represents discretionary grant on February 1, 2016 of restricted stock pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest and be distributed effective February 1, 2019 or earlier upon the death, disability or Mandatory Retirement, on a Change in Control, or Involuntary Termination, all as specified in the 2007 Plan.
  • [F5]Represents discretionary grant on July 22, 2015 of restricted stock pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest and be distributed effective July 23, 2018 or earlier upon the death, disability or Mandatory Retirement, on a Change in Control, or Involuntary Termination, all as specified in the 2007 Plan.
  • [F6]This represents indirect ownership of shares owned by the mother of Mr. Giambrone which are held in a stock trade account.

Documents

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