4//SEC Filing
ASTORIA FINANCIAL CORP 4
Accession 0001562180-17-000483
CIK 0000910322operating
Filed
Feb 2, 7:00 PM ET
Accepted
Feb 3, 3:54 PM ET
Size
13.6 KB
Accession
0001562180-17-000483
Insider Transaction Report
Form 4
Callari Josie
Executive Vice President
Transactions
- Other
Common Stock
2017-02-01$18.53/sh−8,372.87$155,127→ 53,077.42 total(indirect: By 401(k)) - Other
Common Stock
2017-02-01−11,000→ 0 total(indirect: RSU)
Holdings
- 129,845.37
Common Stock
- 3,660(indirect: RSA)
Common Stock
- 15,540(indirect: RSA)
Common Stock
Footnotes (5)
- [F1]Represents shares sold from the Employer Stock Fund of the Astoria Bank 401(k) Plan for the account of Ms. Callari on February 1, 2017. Shares were held in the 401(k) Plan Trust.
- [F2]Represents cancellation of performance-based restricted stock awarded February 3, 2014 pursuant to the 2005 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation (the 2005 Plan). The Vesting period of the grant was from February 3, 2014 through February 1, 2017 and Performance Measurement Period was the period beginning January 1, 2016 and ending December 31, 2016. Shares forfeited based on not meeting the terms of the award.
- [F3]Includes shares acquired pursuant to the Astoria Financial Corporation Automatic Dividend Reinvestment Stock Purchase Plan which are exempt from the operation of Section 16 of the Securities Exchange Act of 1934 and are beneficially owned directly by Mrs. Callari and son (Francesco).
- [F4]Represents award of restricted stock dated April 27, 2015 pursuant to the 2014 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation (the 2014 Plan). The shares of restricted stock will vest as follows: 3,660 shares on December 14, 2017 or if earlier, upon the death, Disability or Change in Control (as such terms are defined in the 2014 Plan) or pursuant to the terms of her employment agreements with the Company and Astoria Bank (the Bank) upon her termination of employment by the Company or the Bank prior to the end of the term of such employment agreements without Cause, as defined therein.
- [F5]Represents award of restricted stock dated February 1, 2016 pursuant to the 2014 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation (the 2014 Plan). The shares of restricted stock will vest as follows: 7,770 shares on December 14, 2017 and 7,770 shares on December 14, 2018 or if earlier, upon the death, Disability or Change in Control (as such terms are defined in the 2014 Plan) or pursuant to the terms of her employment agreements with the Company and Astoria Bank (the Bank) upon her termination of employment by the Company or the Bank prior to the end of the term of such employment agreements without Cause, as defined therein.
Issuer
ASTORIA FINANCIAL CORP
CIK 0000910322
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000910322
Filing Metadata
- Form type
- 4
- Filed
- Feb 2, 7:00 PM ET
- Accepted
- Feb 3, 3:54 PM ET
- Size
- 13.6 KB