4//SEC Filing
ASTORIA FINANCIAL CORP 4
Accession 0001562180-17-000488
CIK 0000910322operating
Filed
Feb 2, 7:00 PM ET
Accepted
Feb 3, 4:18 PM ET
Size
13.1 KB
Accession
0001562180-17-000488
Insider Transaction Report
Form 4
Fusco Frank E
Exec VP, Treasurer & CFO
Transactions
- Other
Common Stock
2017-02-01−25,500→ 0 total(indirect: RSU)
Holdings
- 362,455
Common Stock
- 1,200(indirect: By Spouse)
Common Stock
- 34,040(indirect: RSA)
Common Stock
- 58,486.85(indirect: By 401(k))
Common Stock
- 8,650(indirect: RSA)
Common Stock
Footnotes (5)
- [F1]Represents cancellation of performance-based restricted stock awarded February 3, 2014 pursuant to the 2005 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation (the 2005 Plan). The Vesting period of the grant was from February 3, 2014 through February 1, 2017 and Performance Measurement Period was the period beginning January 1, 2016 and ending December 31, 2016. Shares forfeited based on not meeting the terms of the award.
- [F2]Represents shares held in the Employer Stock Fund of the Astoria Bank 401(k) Plan for the account of Mr. Fusco as of December 30, 2016. Shares are held in the 401(k) Plan Trust..
- [F3]Represents award of restricted stock dated April 27, 2015 pursuant to the 2014 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation (the 2014 Plan). The shares of restricted stock will vest as follows: 8,650 shares on December 14, 2017 or if earlier, upon the death, Disability or Change in Control (as such terms are defined in the 2014 Plan) or pursuant to the terms of his employment agreements with the Company and Astoria Bank (the Bank) upon his termination of employment by the Company or the Bank prior to the end of the term of such employment agreements without Cause, as defined therein.
- [F4]Represents award of restricted stock dated February 1, 2016 pursuant to the 2014 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation (the 2014 Plan). The shares of restricted stock will vest as follows: 17,020 shares on December 14, 2017 and 17,020 shares on December 14, 2018 or if earlier, upon the death, Disability or Change in Control (as such terms are defined in the 2014 Plan) or pursuant to the terms of his employment agreements with the Company and Astoria Bank (the Bank) upon his termination of employment by the Company or the Bank prior to the end of the term of such employment agreements without Cause, as defined therein.
- [F5]Shares are held by Mr. Fusco's spouse.
Issuer
ASTORIA FINANCIAL CORP
CIK 0000910322
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000910322
Filing Metadata
- Form type
- 4
- Filed
- Feb 2, 7:00 PM ET
- Accepted
- Feb 3, 4:18 PM ET
- Size
- 13.1 KB