4/A//SEC Filing
ASTORIA FINANCIAL CORP 4/A
Accession 0001562180-17-001048
CIK 0000910322operating
Filed
Mar 1, 7:00 PM ET
Accepted
Mar 2, 1:10 PM ET
Size
11.8 KB
Accession
0001562180-17-001048
Insider Transaction Report
Form 4/AAmended
DeStefano Robert J
Executive Vice President
Transactions
- Sale
Common Stock
2017-02-07$18.51/sh−15,213$281,623→ 38,032 total
Holdings
- 3,530(indirect: RSA)
Common Stock
- 14,960(indirect: RSA)
Common Stock
- 11,332.93(indirect: By 401(k))
Common Stock
Footnotes (5)
- [F1]This transaction was executed in multiple trades at prices ranging from $18.48 to $18.57. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F2]The Direct Ownership balance was inadvertently reported in Form 4 filed on 2/8/2017.
- [F3]Represents shares held in the Employer Stock Fund of the Astoria Bank 401(k) Plan for the account of Mr. DeStefano as of February 1, 2017. Shares are held in the 401(k) Plan Trust.
- [F4]Represents award of restricted stock dated April 27, 2015 pursuant to the 2014 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation (the 2014 Plan). The shares of restricted stock will vest as follows: 3,530 shares on December 14, 2017 or if earlier, upon the death, Disability or Change in Control (as such terms are defined in the 2014 Plan) or pursuant to the terms of his employment agreements with the Company and Astoria Bank (the Bank) upon his termination of employment by the Company or the Bank prior to the end of the term of such employment agreements without Cause, as defined therein.
- [F5]Represents award of restricted stock dated February 1, 2016 pursuant to the 2014 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation (the 2014 Plan). The shares of restricted stock will vest as follows: 7,480 shares on December 14, 2017 and 7,480 shares on December 14, 2018 or if earlier, upon the death, Disability or Change in Control (as such terms are defined in the 2014 Plan) or pursuant to the terms of his employment agreements with the Company and Astoria Bank (the Bank) upon his termination of employment by the Company or the Bank prior to the end of the term of such employment agreements without Cause, as defined therein.
Issuer
ASTORIA FINANCIAL CORP
CIK 0000910322
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000910322
Filing Metadata
- Form type
- 4/A
- Filed
- Mar 1, 7:00 PM ET
- Accepted
- Mar 2, 1:10 PM ET
- Size
- 11.8 KB