4//SEC Filing
ASTORIA FINANCIAL CORP 4
Accession 0001562180-17-001317
CIK 0000910322operating
Filed
Mar 23, 8:00 PM ET
Accepted
Mar 24, 12:46 PM ET
Size
12.9 KB
Accession
0001562180-17-001317
Insider Transaction Report
Form 4
Callari Josie
Executive Vice President
Transactions
- Award
Common Stock
2017-03-22+17,310→ 17,310 total(indirect: RSA)
Holdings
- 129,846.2
Common Stock
- 3,660(indirect: RSA)
Common Stock
- 15,540(indirect: RSA)
Common Stock
- 53,191.45(indirect: By 401(k))
Common Stock
Footnotes (5)
- [F1]Represents award of restricted stock dated March 22, 2017 pursuant to the 2014 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation (the 2014 Plan). The shares of restricted stock will vest as follows: 5,770 shares on December 14, 2017, 5,770 shares on December 14, 2018 and 5,770 shares on December 16, 2019 or if earlier, upon the death, Disability or Change in Control (as such terms are defined in the 2014 Plan) or pursuant to the terms of his employment agreements with the Company and Astoria Bank (the Bank) upon his termination of employment by the Company or the Bank prior to the end of the term of such employment agreements without Cause, as defined therein.
- [F2]Includes shares acquired pursuant to the Astoria Financial Corporation Automatic Dividend Reinvestment Stock Purchase Plan which are exempt from the operation of Section 16 of the Securities Exchange Act of 1934 and are beneficially owned directly by Mrs. Callari and son (Francesco).
- [F3]Represents shares held in the Employer Stock Fund of the Astoria Bank 401(k) Plan for the account of Ms. Callari as of March 2, 2017. Shares are held in the 401(k) Plan Trust.
- [F4]Represents award of restricted stock dated April 27, 2015 pursuant to the 2014 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation (the 2014 Plan). The shares of restricted stock will vest as follows: 3,660 shares on December 14, 2017 or if earlier, upon the death, Disability or Change in Control (as such terms are defined in the 2014 Plan) or pursuant to the terms of her employment agreements with the Company and Astoria Bank (the Bank) upon her termination of employment by the Company or the Bank prior to the end of the term of such employment agreements without Cause, as defined therein.
- [F5]Represents award of restricted stock dated February 1, 2016 pursuant to the 2014 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation (the 2014 Plan). The shares of restricted stock will vest as follows: 7,770 shares on December 14, 2017 and 7,770 shares on December 14, 2018 or if earlier, upon the death, Disability or Change in Control (as such terms are defined in the 2014 Plan) or pursuant to the terms of her employment agreements with the Company and Astoria Bank (the Bank) upon her termination of employment by the Company or the Bank prior to the end of the term of such employment agreements without Cause, as defined therein.
Issuer
ASTORIA FINANCIAL CORP
CIK 0000910322
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000910322
Filing Metadata
- Form type
- 4
- Filed
- Mar 23, 8:00 PM ET
- Accepted
- Mar 24, 12:46 PM ET
- Size
- 12.9 KB