4//SEC Filing
Corrado John J. 4
Accession 0001562180-17-003136
CIK 0000910322other
Filed
Oct 2, 8:00 PM ET
Accepted
Oct 3, 11:10 AM ET
Size
19.4 KB
Accession
0001562180-17-003136
Insider Transaction Report
Form 4
Corrado John J.
Director
Transactions
- Disposition to Issuer
Common Stock
2017-10-02−3,577→ 0 total(indirect: RSA) - Disposition to Issuer
Common Stock
2017-10-02−2,988→ 0 total(indirect: RSA) - Disposition to Issuer
Common Stock
2017-10-02−531→ 0 total(indirect: RSA) - Disposition to Issuer
Common Stock
2017-10-02−56,728→ 0 total - Disposition to Issuer
Common Stock
2017-10-02−795→ 0 total(indirect: RSA) - Disposition to Issuer
Common Stock
2017-10-02−664→ 0 total(indirect: RSA) - Disposition to Issuer
Common Stock
2017-10-02−2,391→ 0 total(indirect: RSA)
Footnotes (8)
- [F1]Disposed of pursuant to the merger agreement between the Issuer and Sterling Bancorp ("Sterling"), dated March 6, 2017 (the "Merger Agreement"), pursuant to which the Issuer was merged with and into Sterling on October 2, 2017 (the "Effective Time"). Pursuant to the Merger Agreement, as of the Effective Time, (i) each issued and outstanding share of the Issuer's common stock was converted into the right to receive 0.875 of a share of Sterling common stock and cash in lieu of fractional shares (the "Merger Consideration"), and (ii) each outstanding restricted stock award and restricted stock unit award fully vested and was cancelled and converted automatically into the right to receive the Merger Consideration in respect of each share of the Issuer's common stock underlying such award.
- [F2]As of the Effective Time, the Sterling common stock had a market value of $24.85 per share. As a result of the merger, the Reporting Person no longer beneficially owns directly or indirectly any shares of the Issuer's common stock.
- [F3]Represents award of restricted stock dated February 2, 2015 pursuant to the 2007 Non-Employee Director Stock Plan (the "2007 Plan").
- [F4]Represents discretionary grant on February 2, 2015 of restricted stock pursuant to the 2007 Plan.
- [F5]Represents award of restricted stock dated February 1, 2016 pursuant to the 2007 Plan.
- [F6]Represents discretionary grant on February 1, 2016 of restricted stock pursuant to the 2007 Plan.
- [F7]Represents award of restricted stock dated January 30, 2017 pursuant to the 2007 Plan.
- [F8]Represents discretionary grant on January 30, 2017 of restricted stock pursuant to the 2007 Plan.
Issuer
ASTORIA FINANCIAL CORP
CIK 0000910322
Entity typeother
Related Parties
1- filerCIK 0001560560
Filing Metadata
- Form type
- 4
- Filed
- Oct 2, 8:00 PM ET
- Accepted
- Oct 3, 11:10 AM ET
- Size
- 19.4 KB