Berey David P 4

4 · People's United Financial, Inc. · Filed Mar 4, 2019

Form 4

Period: 2019-03-01

Executive Vice President

Transactions

Exercise/Conversion
Employee Option to Buy
2019-03-01−25,236→ 0 total
Exercise: $13.90Exp: 2024-02-20→ Common Stock (25,236 underlying)
Exercise/Conversion
Common Stock
2019-03-01$14.85/sh+55,439$823,269→ 102,111 total
Exercise/Conversion
Employee Option to Buy
2019-03-01−55,439→ 0 total
Exercise: $14.85Exp: 2025-02-19→ Common Stock (55,439 underlying)
Exercise/Conversion
Common Stock
2019-03-01$14.56/sh+48,756$710,131→ 150,867 total
Sale
Common Stock
2019-03-01$17.90/sh−129,431$2,316,815→ 21,436 total
Exercise/Conversion
Employee Option to Buy
2019-03-01−48,756→ 0 total
Exercise: $14.56Exp: 2026-02-18→ Common Stock (48,756 underlying)
Exercise/Conversion
Common Stock
2019-03-01$13.90/sh+25,236$350,780→ 46,672 total

Footnotes (5)

[F1]This transaction was executed in multiple trades at prices ranging from $17.88 to $17.91. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial Inc. full information regarding the number of shares and prices at which the transaction was effected.
[F2]Includes 4,898 shares owned indirectly through the People's United Bank 401(k) Plan (including 54 shares acquired through dividend reinvestment) and 5,373 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 59 shares acquired through dividend reinvestment). Information is based on 12/31/18 Plan statements.
[F3]Exercisable in annual increments on 3/1/15 (33 1/3%); 3/1/16 (33 1/3%); and 3/1/17 (33 1/3%).
[F4]Exercisable in annual increments on 3/1/16 (33 1/3%); 3/1/17 (33 1/3%); and 3/1/18 (33 1/3%).
[F5]Exercisable in annual increments on 3/1/17 (33 1/3%); 3/1/18 (33 1/3%); and 3/1/19 (33 1/3%).

Documents

1 file