4//SEC Filing
Castle Thomas J 4
Accession 0001562180-20-006696
CIK 0001455684other
Filed
Nov 12, 7:00 PM ET
Accepted
Nov 13, 5:12 PM ET
Size
20.1 KB
Accession
0001562180-20-006696
Insider Transaction Report
Form 4
Castle Thomas J
See Remarks
Transactions
- Sale
Common Stock
2020-11-10$39.50/sh−1,300$51,350→ 0 total - Exercise/Conversion
Common Stock
2020-11-10$16.53/sh+1,300$21,493→ 1,300 total - Exercise/Conversion
Common Stock
2020-11-11$16.53/sh+48,700$805,172→ 48,700 total - Sale
Common Stock
2020-11-11$39.50/sh−48,700$1,923,650→ 0 total - Exercise/Conversion
Common Stock
2020-11-12$16.53/sh+8,204$135,639→ 8,204 total - Sale
Common Stock
2020-11-12$42.07/sh−8,204$345,142→ 0 total - Exercise/Conversion
Stock Option (Right to Buy)
2020-11-10−1,300→ 172,940 totalExercise: $16.53Exp: 2025-12-23→ Common Stock (1,300 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2020-11-11−48,700→ 124,240 totalExercise: $16.53Exp: 2025-12-23→ Common Stock (48,700 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2020-11-12−8,204→ 116,036 totalExercise: $16.53Exp: 2025-12-23→ Common Stock (8,204 underlying)
Footnotes (3)
- [F1]This transaction was executed in multiple trades at prices ranging from $39.50 to $39.51. The price reported above reflects the weighted-average price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F2]This transaction was executed in multiple trades at prices ranging from $42.00 to $42.19. The price reported above reflects the weighted average price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F3]The option representing a right to purchase a total of 174,940 shares, 25% of the Option Shares shall vest on the first anniversary of the effective date of the Companys initial public offering of its common stock, and thereafter 6.25% of the Option Shares shall vest per quarter on each quarterly anniversary date for the ensuing 12 quarters until the 12th ensuing quarter whereby all remaining shares shall vest. provided, that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date.
Documents
Issuer
TPI COMPOSITES, INC
CIK 0001455684
Entity typeother
Related Parties
1- filerCIK 0001678414
Filing Metadata
- Form type
- 4
- Filed
- Nov 12, 7:00 PM ET
- Accepted
- Nov 13, 5:12 PM ET
- Size
- 20.1 KB