GRAY NANCY A 4

4 · PACIFIC MERCANTILE BANCORP · Filed Feb 9, 2021

Form 4

Period: 2021-02-03

SEVP & CFO

Transactions

Exercise/Conversion
Common Stock
2021-02-03$4.34/sh+60$260→ 6,148 total
Exercise/Conversion
Common Stock Option
2021-02-04−9,940→ 12,000 total
Exercise: $4.34Exp: 2021-04-19→ Common Stock (9,940 underlying)
Sale
Common Stock
2021-02-03$6.00/sh−60$360→ 6,088 total
Sale
Common Stock
2021-02-04$5.95/sh−9,940$59,179→ 6,088 total
Exercise/Conversion
Common Stock
2021-02-04$4.34/sh+9,940$43,140→ 16,028 total
Exercise/Conversion
Common Stock Option
2021-02-03−60→ 21,940 total
Exercise: $4.34Exp: 2021-04-19→ Common Stock (60 underlying)

Footnotes (3)

[F1]This transaction was executed in multiple trades at prices ranging from $5.95 USD to $6.00 USD; the price reported above reflects the weighted average sale price.
[F2]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.95 to $6.00 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
[F3]3 Years Monthly beginning on 19-Apr-2011

Documents

1 file