Home/Filings/4/0001562180-21-002428
4//SEC Filing

BARTER JOHN W 4

Accession 0001562180-21-002428

CIK 0001577368other

Filed

Mar 23, 8:00 PM ET

Accepted

Mar 24, 7:26 PM ET

Size

21.3 KB

Accession

0001562180-21-002428

Insider Transaction Report

Form 4
Period: 2021-03-22
Transactions
  • Conversion

    Class A Common Stock

    2021-03-22+2,76123,458 total
  • Sale

    Class A Common Stock

    2021-03-22$63.01/sh2,761$173,97112,697 total
  • Sale

    Class A Common Stock

    2021-03-23$63.01/sh1,239$78,06612,697 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2021-03-22$21.00/sh8,000$168,0006,985 total
    Exercise: $21.00From: 2014-10-15Exp: 2023-10-15Class A Common Stock (8,000 underlying)
  • Sale

    Class A Common Stock

    2021-03-22$63.01/sh8,000$504,08115,458 total
  • Exercise/Conversion

    Class A Common Stock

    2021-03-22$21.00/sh+8,000$168,00020,697 total
  • Conversion

    Class A Common Stock

    2021-03-23+1,23913,936 total
  • Conversion

    Class A units of Operating Partnership

    2021-03-222,7615,239 total
    Class A Common Stock (2,761 underlying)
  • Conversion

    Class A units of Operating Partnership

    2021-03-231,2394,000 total
    Class A Common Stock (1,239 underlying)
Footnotes (6)
  • [F1]8,000 shares of Class A common stock were acquired upon Mr. Barter's exercise of options to purchase shares of Class A common stock, granted on October 15, 2013 under the QTS Realty Trust, Inc. 2013 Equity Compensation Plan. The options vested on October 15, 2014.
  • [F2]2,761 shares of Class A common stock were acquired upon Mr. Barter's redemption of 2,761 Class A units of the Operating Partnership. Class A units are redeemable for cash or, at the operating partnership's election, shares of the Company's Class A common stock on a one-for-one basis, beginning November 1, 2014, which was one year following the beginning of the first full calendar month following the closing of the Company's initial public offering.
  • [F3]This transaction was executed in multiple trades at prices ranging from $63.00 and $63.06, inclusive; the price reported above reflects the weighted average sale price. The reporting person undertakes to provide to QTS Realty Trust, Inc., any security holder of QTS Realty Trust, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote.
  • [F4]1,239 shares of Class A common stock were acquired upon Mr. Barter's redemption of 1,239 Class A units of the Operating Partnership. Class A units are redeemable for cash or, at the operating partnership's election, shares of the Company's Class A common stock on a one-for-one basis, beginning November 1, 2014, which was one year following the beginning of the first full calendar month following the closing of the Company's initial public offering.
  • [F5]This transaction was executed in multiple trades at prices ranging from $63.00 and $63.025, inclusive; the price reported above reflects the weighted average sale price. The reporting person undertakes to provide to QTS Realty Trust, Inc., any security holder of QTS Realty Trust, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote.
  • [F6]Class A units are redeemable for cash or, at the operating partnership's election, shares of the Company's Class A common stock on a one-for-one basis, beginning November 1, 2014, which was one year following the beginning of the first full calendar month following the closing of the Company's initial public offering.

Issuer

QTS Realty Trust, Inc.

CIK 0001577368

Entity typeother

Related Parties

1
  • filerCIK 0001007921

Filing Metadata

Form type
4
Filed
Mar 23, 8:00 PM ET
Accepted
Mar 24, 7:26 PM ET
Size
21.3 KB