4//SEC Filing
Fallon Thomas J 4
Accession 0001562180-23-002716
CIK 0001280784other
Filed
Mar 12, 8:00 PM ET
Accepted
Mar 13, 4:14 PM ET
Size
10.3 KB
Accession
0001562180-23-002716
Insider Transaction Report
Form 4
Fallon Thomas J
Director
Transactions
- Disposition to Issuer
Common Stock
2023-03-09−220→ 6,075 total - Award
Common Stock
2023-03-09$15.32/sh+187$2,865→ 6,262 total - Award
Common Stock
2023-03-09+220→ 67,751 total(indirect: By Trust) - Award
Common Stock
2023-03-10$12.75/sh+10,000$127,500→ 77,750 total(indirect: By Trust)
Footnotes (5)
- [F1]Shares previously reported as directly owned are now being reported as indirectly owned
- [F2]Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan.
- [F3]Held by the Fallon Family Revocable Trust
- [F4]Average sale price. Shares sold at prices between $12.74 and $12.76.
- [F5]Due to administrative rounding, the number of shares of common stock beneficially owned by the reporting person was overstated by 1 share.
Documents
Issuer
Hercules Capital, Inc.
CIK 0001280784
Entity typeother
Related Parties
1- filerCIK 0001399121
Filing Metadata
- Form type
- 4
- Filed
- Mar 12, 8:00 PM ET
- Accepted
- Mar 13, 4:14 PM ET
- Size
- 10.3 KB