Insider · CIK 0001399121

Fallon Thomas J

Reports to the SEC for 2 companies · SAN MATEO, CA

sec.gov

Transactions

Companies

Filings

CIK

0001399121

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-03-26	HTGCHercules Capital, Inc.P Purchase	Director	PPurchase	+7,300 sh	$14.30	+$104K	157,669
2026-02-27	HTGCHercules Capital, Inc.P Purchase	Director	PPurchase	+20K sh	$14.20	+$284K	150,369
2026-02-24	HTGCHercules Capital, Inc.P Purchase	Director	PPurchase	+10K sh	$14.98	+$150K	130,369
2026-02-17	HTGCHercules Capital, Inc.P Purchase	Director	PPurchase	+20K sh	$15.88	+$318K	120,369
2025-05-08	HTGCHercules Capital, Inc.P Purchase	Director	PPurchase	+5,976 sh	$17.53	+$105K	98,882
2024-08-06	HTGCHercules Capital, Inc.D Disposition to Issuer	Director	DDisposition to Issuer	−1,158 sh	—	—	6,789
2024-08-06	HTGCHercules Capital, Inc.A Award	Director	AAward	+1,158 sh	—	—	86,677
2024-08-06	HTGCHercules Capital, Inc.P Purchase	Director	PPurchase	+5,723 sh	$18.33	+$105K	92,400
2024-06-20	HTGCHercules Capital, Inc.A Award	Director	AAward	+3,030 sh	$19.80	+$60K	8,096
2024-06-20	HTGCHercules Capital, Inc.D Disposition to Issuer	Director	DDisposition to Issuer	−149 sh	—	—	7,947
2024-06-20	HTGCHercules Capital, Inc.A Award	Director	AAward	+149 sh	—	—	85,519
2023-11-22	HTGCHercules Capital, Inc.D Disposition to Issuer	Director	DDisposition to Issuer	−5,800 sh	—	—	4,917
2023-11-22	HTGCHercules Capital, Inc.A Award	Director	AAward	+149 sh	$15.87	+$2,364.63	5,066
2023-11-22	HTGCHercules Capital, Inc.A Award	Director	AAward	+5,800 sh	—	—	85,113
2023-09-08	HTGCHercules Capital, Inc.A Award	Director	AAward	+5,656 sh	$15.90	+$89.9K	10,717
2023-08-25	HTGCHercules Capital, Inc.D Disposition to Issuer	Director	DDisposition to Issuer	−1,377 sh	—	—	4,917
2023-08-25	HTGCHercules Capital, Inc.A Award	Director	AAward	+144 sh	$16.41	+$2,363.04	5,061
2023-08-25	HTGCHercules Capital, Inc.A Award	Director	AAward	+1,377 sh	—	—	79,313
2023-05-23	HTGCHercules Capital, Inc.D Disposition to Issuer	Director	DDisposition to Issuer	−186 sh	—	—	6,076
2023-05-23	HTGCHercules Capital, Inc.A Award	Director	AAward	+218 sh	$13.09	+$2,853.62	6,294
2023-05-23	HTGCHercules Capital, Inc.A Award	Director	AAward	+186 sh	—	—	77,936
2023-03-10	HTGCHercules Capital, Inc.A Award	Director	AAward	+10K sh	$12.75	+$128K	77,750
2023-03-09	HTGCHercules Capital, Inc.D Disposition to Issuer	Director	DDisposition to Issuer	−220 sh	—	—	6,075
2023-03-09	HTGCHercules Capital, Inc.A Award	Director	AAward	+187 sh	$15.32	+$2,864.84	6,262
2023-03-09	HTGCHercules Capital, Inc.A Award	Director	AAward	+220 sh	—	—	67,751
2022-11-17	HTGCHercules Capital, Inc.D Disposition to Issuer	Director	DDisposition to Issuer	−202 sh	—	—	6,074
2022-11-17	HTGCHercules Capital, Inc.A Award	Director	AAward	+220 sh	$14.06	+$3,093.2	6,295
2022-11-17	HTGCHercules Capital, Inc.A Award	Director	AAward	+202 sh	—	—	67,531
2022-08-16	HTGCHercules Capital, Inc.D Disposition to Issuer	Director	DDisposition to Issuer	−5,496 sh	—	—	6,074
2022-08-16	HTGCHercules Capital, Inc.A Award	Director	AAward	+202 sh	$15.13	+$3,056.26	6,276
2022-08-16	HTGCHercules Capital, Inc.A Award	Director	AAward	+5,496 sh	—	—	67,330
2022-08-01	HTGCHercules Capital, Inc.D Disposition to Issuer	Director	DDisposition to Issuer	−230 sh	—	—	7,231
2022-08-01	HTGCHercules Capital, Inc.A Award	Director	AAward	+4,339 sh	$16.13	+$70K	11,570
2022-08-01	HTGCHercules Capital, Inc.A Award	Director	AAward	+230 sh	—	—	61,834
2022-05-24	HTGCHercules Capital, Inc.A Award	Director	AAward	+230 sh	$15.06	+$3,463.8	7,461
2022-05-12	HTGCHercules Capital, Inc.D Disposition to Issuer	Director	DDisposition to Issuer	−7,231 sh	—	—	7,231
2022-05-12	HTGCHercules Capital, Inc.P Purchase	Director	PPurchase	+10K sh	$14.88	+$149K	61,604
2022-03-16	HTGCHercules Capital, Inc.A Award	Director	AAward	+205 sh	$16.99	+$3,482.95	58,835
2021-12-22	HTGCHercules Capital, Inc.A Award	Director	AAward	+91 sh	$17.15	+$1,560.65	58,536
2021-12-22	HTGCHercules Capital, Inc.A Award	Director	AAward	+94 sh	$17.33	+$1,629.02	58,630
2021-11-17	HTGCHercules Capital, Inc.A Award	Director	AAward	+166 sh	$17.33	+$2,876.78	58,445
2021-08-18	HTGCHercules Capital, Inc.A Award	Director	AAward	+165 sh	$16.98	+$2,801.7	58,279
2021-08-02	HTGCHercules Capital, Inc.A Award	Director	AAward	+4,013 sh	$17.44	+$70K	58,114
2021-06-24	HTGCHercules Capital, Inc.A Award	Director	AAward	+3,472 sh	$17.28	+$60K	54,101
2021-06-03	Infinera CorpS Sale	Director	SSale	−173K sh	$10.12	−$1.75M	1,530,062
2021-05-21	Infinera CorpRestricted Stock UnitsA Award	Director	AAward	+18.2K sh	—	—	18,211
2021-05-19	HTGCHercules Capital, Inc.A Award	Director	AAward	+92 sh	$15.98	+$1,470.16	50,629
2021-05-05	Infinera CorpM Exercise/Conversion	Director	MExercise/Conversion	+64.5K sh	—	—	1,734,598
2021-05-05	Infinera CorpF Tax Payment	Director	FTax Payment	−32K sh	$8.58	−$274K	1,702,626
2021-05-05	Infinera CorpRestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−64.5K sh	—	—	0

Recent filings

Accepted (ET)
Mar 304
Fallon Thomas J0001399121-26-000004
SEC(opens sec.gov)
Feb 274
Fallon Thomas J0001399121-26-000003
SEC(opens sec.gov)
Feb 254
Fallon Thomas J0001399121-26-000002
SEC(opens sec.gov)
Feb 194
Fallon Thomas J0001399121-26-000001
SEC(opens sec.gov)
May 94
Fallon Thomas J0001562180-25-003689
SEC(opens sec.gov)
Aug 84
Fallon Thomas J0001562180-24-006118
SEC(opens sec.gov)
Jun 244
Fallon Thomas J0001562180-24-005253
SEC(opens sec.gov)
Nov 274
Fallon Thomas J0001562180-23-007949
SEC(opens sec.gov)
Sep 114
Fallon Thomas J0001562180-23-006817
SEC(opens sec.gov)
Aug 284
Fallon Thomas J0001562180-23-006583
SEC(opens sec.gov)
May 254
Fallon Thomas J0001562180-23-004483
SEC(opens sec.gov)

Companies

Address

C/O HERCULES CAPITAL, INC. 1 NORTH B STREET, SUITE 2000

SAN MATEO, CA, 94401