Fallon Thomas J

CIK 00013991212 companiesSAN MATEO, CA

SEC Profile

Transactions

Companies

Filings

CIK

0001399121

Recent Transactions

50 trades

Purchase
Hercules Capital, Inc.$HTGC
Common Stock
2026-02-27$14.20/sh+20,000→ 150,369 total
Purchase
Hercules Capital, Inc.$HTGC
Common Stock
2026-02-24$14.98/sh+10,000→ 130,369 total
Purchase
Hercules Capital, Inc.$HTGC
Common Stock
2026-02-17$15.88/sh+20,000→ 120,369 total
Purchase
Hercules Capital, Inc.$HTGC
Common Stock
2025-05-08$17.53/sh+5,976→ 98,882 total
Purchase
Hercules Capital, Inc.$HTGC
Common Stock
2024-08-06$18.33/sh+5,723→ 92,400 total
Award
Hercules Capital, Inc.$HTGC
Common Stock
2024-08-06+1,158→ 86,677 total
Disposition to Issuer
Hercules Capital, Inc.$HTGC
Common Stock
2024-08-06−1,158→ 6,789 total
Award
Hercules Capital, Inc.$HTGC
Common Stock
2024-06-20+149→ 85,519 total
Disposition to Issuer
Hercules Capital, Inc.$HTGC
Common Stock
2024-06-20−149→ 7,947 total
Award
Hercules Capital, Inc.$HTGC
Common Stock
2024-06-20$19.80/sh+3,030→ 8,096 total
Award
Hercules Capital, Inc.$HTGC
Common Stock
2023-11-22$15.87/sh+149→ 5,066 total
Award
Hercules Capital, Inc.$HTGC
Common Stock
2023-11-22+5,800→ 85,113 total
Disposition to Issuer
Hercules Capital, Inc.$HTGC
Common Stock
2023-11-22−5,800→ 4,917 total
Award
Hercules Capital, Inc.$HTGC
Common Stock
2023-09-08$15.90/sh+5,656→ 10,717 total
Award
Hercules Capital, Inc.$HTGC
Common Stock
2023-08-25+1,377→ 79,313 total
Disposition to Issuer
Hercules Capital, Inc.$HTGC
Common Stock
2023-08-25−1,377→ 4,917 total
Award
Hercules Capital, Inc.$HTGC
Common Stock
2023-08-25$16.41/sh+144→ 5,061 total
Award
Hercules Capital, Inc.$HTGC
Common Stock
2023-05-23$13.09/sh+218→ 6,294 total
Disposition to Issuer
Hercules Capital, Inc.$HTGC
Common Stock
2023-05-23−186→ 6,076 total
Award
Hercules Capital, Inc.$HTGC
Common Stock
2023-05-23+186→ 77,936 total
Award
Hercules Capital, Inc.$HTGC
Common Stock
2023-03-10$12.75/sh+10,000→ 77,750 total
Award
Hercules Capital, Inc.$HTGC
Common Stock
2023-03-09$15.32/sh+187→ 6,262 total
Award
Hercules Capital, Inc.$HTGC
Common Stock
2023-03-09+220→ 67,751 total
Disposition to Issuer
Hercules Capital, Inc.$HTGC
Common Stock
2023-03-09−220→ 6,075 total
Award
Hercules Capital, Inc.$HTGC
Common Stock
2022-11-17$14.06/sh+220→ 6,295 total
Award
Hercules Capital, Inc.$HTGC
Common Stock
2022-11-17+202→ 67,531 total
Disposition to Issuer
Hercules Capital, Inc.$HTGC
Common Stock
2022-11-17−202→ 6,074 total
Award
Hercules Capital, Inc.$HTGC
Common Stock
2022-08-16$15.13/sh+202→ 6,276 total
Award
Hercules Capital, Inc.$HTGC
Common Stock
2022-08-16+5,496→ 67,330 total
Disposition to Issuer
Hercules Capital, Inc.$HTGC
Common Stock
2022-08-16−5,496→ 6,074 total
Award
Hercules Capital, Inc.$HTGC
Common Stock
2022-08-01+230→ 61,834 total
Disposition to Issuer
Hercules Capital, Inc.$HTGC
Common Stock
2022-08-01−230→ 7,231 total
Award
Hercules Capital, Inc.$HTGC
Common Stock
2022-08-01$16.13/sh+4,339→ 11,570 total
Award
Hercules Capital, Inc.$HTGC
Common Stock
2022-05-24$15.06/sh+230→ 7,461 total
Purchase
Hercules Capital, Inc.$HTGC
Common Stock
2022-05-12$14.88/sh+10,000→ 61,604 total
Disposition to Issuer
Hercules Capital, Inc.$HTGC
Common Stock
2022-05-12−7,231→ 7,231 total
Award
Hercules Capital, Inc.$HTGC
Common Stock
2022-03-16$16.99/sh+205→ 58,835 total
Award
Hercules Capital, Inc.$HTGC
Common Stock
2021-12-22$17.33/sh+94→ 58,630 total
Award
Hercules Capital, Inc.$HTGC
Common Stock
2021-12-22$17.15/sh+91→ 58,536 total
Award
Hercules Capital, Inc.$HTGC
Common Stock
2021-11-17$17.33/sh+166→ 58,445 total
Award
Hercules Capital, Inc.$HTGC
Common Stock
2021-08-18$16.98/sh+165→ 58,279 total
Award
Hercules Capital, Inc.$HTGC
Common Stock
2021-08-02$17.44/sh+4,013→ 58,114 total
Award
Hercules Capital, Inc.$HTGC
Common Stock
2021-06-24$17.28/sh+3,472→ 54,101 total
Sale
Infinera Corp
Common Stock
2021-06-03$10.12/sh−172,564→ 1,530,062 total
Award
Infinera Corp
Restricted Stock Units
2021-05-21+18,211→ 18,211 total
Award
Hercules Capital, Inc.$HTGC
Common Stock
2021-05-19$15.98/sh+92→ 50,629 total
Exercise/Conversion
Infinera Corp
Common Stock
2021-05-05+64,485→ 1,734,598 total
Tax Payment
Infinera Corp
Common Stock
2021-05-05$8.58/sh−31,972→ 1,702,626 total
Exercise/Conversion
Infinera Corp
Restricted Stock Units
2021-05-05−64,485→ 0 total
Exercise/Conversion
Hercules Capital, Inc.$HTGC
Common Stock
2021-05-03$16.34/sh+10,000→ 59,937 total

Companies

Recent Filings

Address

C/O HERCULES CAPITAL, INC. 1 NORTH B STREET, SUITE 2000

SAN MATEO, CA, 94401

View on SEC.gov