Fallon Thomas J

CIK 00013991212 companiesPALO ALTO, CA

SEC Profile

Transactions

Companies

Filings

CIK

0001399121

Recent Transactions

50 trades

Disposition to Issuer
Hercules Capital, Inc.$HTGC
Common Stock
2023-11-22−5,800→ 4,917 total
Award
Hercules Capital, Inc.$HTGC
Common Stock
2023-11-22$15.87/sh+149→ 5,066 total
Award
Hercules Capital, Inc.$HTGC
Common Stock
2023-11-22+5,800→ 85,113 total
Disposition to Issuer
Hercules Capital, Inc.$HTGC
Common Stock
2023-11-22−5,800→ 4,917 total
Award
Hercules Capital, Inc.$HTGC
Common Stock
2023-11-22$15.87/sh+149→ 5,066 total
Award
Hercules Capital, Inc.$HTGC
Common Stock
2023-11-22+5,800→ 85,113 total
Award
Hercules Capital, Inc.$HTGC
Common Stock
2021-06-24$17.28/sh+3,472→ 54,101 total
Award
Hercules Capital, Inc.$HTGC
Common Stock
2021-06-24$17.28/sh+3,472→ 54,101 total
Award
Hercules Capital, Inc.$HTGC
Common Stock
2016-09-15$13.44/sh+3,720→ 27,408 total
Award
Hercules Capital, Inc.$HTGC
Common Stock
2016-09-15$13.44/sh+3,720→ 27,408 total
Award
Hercules Capital, Inc.$HTGC
Common Stock
2015-12-31$12.19/sh+2,050→ 22,987 total
Award
Hercules Capital, Inc.$HTGC
Common Stock
2015-12-31$12.19/sh+2,050→ 22,987 total
Exercise/Conversion
Infinera Corp
Employee Stock Option (Right to Buy)
2015-04-24−15,056→ 0 total
Exercise/Conversion
Infinera Corp
Common Stock
2015-04-24$8.19/sh+134,944→ 134,944 total
Exercise/Conversion
Infinera Corp
Common Stock
2015-04-24$7.61/sh+15,056→ 150,000 total
Sale
Infinera Corp
Common Stock
2015-04-24$19.65/sh−50,000→ 802,418 total
Exercise/Conversion
Infinera Corp
Employee Stock Option (Right to Buy)
2015-04-24−15,056→ 0 total
Sale
Infinera Corp
Common Stock
2015-04-24$19.65/sh−150,000→ 0 total
Exercise/Conversion
Infinera Corp
Employee Stock Option (Right to Buy)
2015-04-24−134,944→ 159,461 total
Exercise/Conversion
Infinera Corp
Common Stock
2015-04-24$7.61/sh+15,056→ 150,000 total
Sale
Infinera Corp
Common Stock
2015-04-24$19.65/sh−50,000→ 802,418 total
Exercise/Conversion
Infinera Corp
Common Stock
2015-04-24$8.19/sh+134,944→ 134,944 total
Sale
Infinera Corp
Common Stock
2015-04-24$19.65/sh−150,000→ 0 total
Exercise/Conversion
Infinera Corp
Employee Stock Option (Right to Buy)
2015-04-24−134,944→ 159,461 total
Tax Payment
Infinera Corp
Common Stock
2012-12-31$5.81/sh−40,846→ 671,009 total
Award
Infinera Corp
Common Stock
2012-12-31+87,500→ 711,855 total
Tax Payment
Infinera Corp
Common Stock
2012-01-01$6.28/sh−30,090→ 150,461 total
Award
Infinera Corp
Common Stock
2012-01-01+62,500→ 180,551 total
Award
Infinera Corp
Common Stock
2012-01-01+62,500→ 180,551 total
Tax Payment
Infinera Corp
Common Stock
2012-01-01$6.28/sh−30,090→ 150,461 total
Tax Payment
Infinera Corp
Common Stock
2010-12-31$10.33/sh−27,511→ 0 total
Exercise/Conversion
Infinera Corp
Common Stock
2010-12-31+75,000→ 75,000 total
Tax Payment
Infinera Corp
Common Stock
2010-12-31$10.33/sh−27,511→ 0 total
Exercise/Conversion
Infinera Corp
Restricted Stock Units
2010-12-31−75,000→ 0 total
Exercise/Conversion
Infinera Corp
Restricted Stock Units
2010-12-31−75,000→ 0 total
Exercise/Conversion
Infinera Corp
Common Stock
2010-12-31+75,000→ 75,000 total
Gift
Infinera Corp
Common Stock
2010-11-18+102,556→ 426,183 total
Gift
Infinera Corp
Common Stock
2010-11-18+102,556→ 426,183 total
Gift
Infinera Corp
Common Stock
2010-11-18−107,454→ 0 total
Gift
Infinera Corp
Common Stock
2010-11-18−107,454→ 0 total
Gift
Infinera Corp
Common Stock
2010-11-18+4,898→ 20,570 total
Gift
Infinera Corp
Common Stock
2010-11-18+4,898→ 15,672 total
Gift
Infinera Corp
Common Stock
2010-11-18+102,556→ 528,739 total
Gift
Infinera Corp
Common Stock
2010-11-18−107,454→ 0 total
Gift
Infinera Corp
Common Stock
2010-11-18−107,454→ 0 total
Gift
Infinera Corp
Common Stock
2010-11-18+4,898→ 15,672 total
Gift
Infinera Corp
Common Stock
2010-11-18+102,556→ 528,739 total
Gift
Infinera Corp
Common Stock
2010-11-18+4,898→ 20,570 total
Award
Infinera Corp
Restricted Stock Units
2010-01-01+75,000→ 75,000 total
Award
Infinera Corp
Performance Share Units
2010-01-01+150,000→ 150,000 total

Companies

Recent Filings

Address

C/O HERCULES CAPITAL, INC. 400 HAMILTON AVENUE SUITE 310

PALO ALTO, CA, 94301

View on SEC.gov