HOM JAMES MING 4
4 · SOUNDHOUND AI, INC. · Filed Dec 18, 2024
Insider Transaction Report
Form 4
HOM JAMES MING
DirectorChief Product Officer
Transactions
- Sale
Class A Common Stock
2024-12-16$19.26/sh−14,522$279,689→ 767,600 total - Sale
Class A Common Stock
2024-12-16$17.92/sh−9,193$164,784→ 782,122 total - Sale
Class A Common Stock
2024-12-16$17.11/sh−21,878$374,236→ 791,315 total - Sale
Class A Common Stock
2024-12-16$19.76/sh−12,789$252,736→ 754,811 total - Sale
Class B Common Stock
2024-12-16$19.95/sh−200,000$3,990,000→ 1,812,588 total→ Class A Common Stock (200,000 underlying)
Footnotes (7)
- [F1]This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in August 2024.
- [F2]This transaction was executed in multiple trades during the day at prices ranging from $16.61 to $17.60. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- [F3]This transaction was executed in multiple trades during the day at prices ranging from $17.61 to $18.56. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- [F4]This transaction was executed in multiple trades during the day at prices ranging from $18.68 to $19.67. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- [F5]This transaction was executed in multiple trades during the day at prices ranging from $19.68 to $19.94. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- [F6]Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date.
- [F7]On December 16, 2024, a 10b5-1 transaction executed and sold 200,000 shares of this reporting person's Class B Common Stock, resulting in the automatic conversion of such shares into Class A Common Stock upon execution of the sale.