Hercules Capital, Inc.·4

Jan 13, 4:07 PM ET

Follmann Christian 4

4 · Hercules Capital, Inc. · Filed Jan 13, 2025

Insider Transaction Report

Form 4
Period: 2025-01-09
Follmann Christian
Chief Operating Officer
Transactions
  • Award

    Common Stock

    2025-01-09$19.98/sh+33,784$675,004123,761 total
  • Tax Payment

    Common Stock

    2025-01-09$19.98/sh4,266$85,23589,977 total
Holdings
  • Common Stock

    (indirect: By Spouse)
    350
Footnotes (3)
  • [F1]Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 9, 2025.
  • [F2]Includes 235 dividend reinvestment shares acquired on November 20, 2024.
  • [F3]Restricted stock issued as a grant pursuant to the Amended and Restated Equity Incentive Plan and subject to forfeiture restrictions of one-third vesting on the one year anniversary of the grant date followed by quarterly vesting over the following 24 months.

Documents

1 file
  • 4
    primarydocument.xmlPrimary

    PRIMARY DOCUMENT