Insider · CIK 0001907321

Follmann Christian

Reports to the SEC for 1 company · SAN MATEO, CA

sec.gov

Transactions

Companies

Filings

CIK

0001907321

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-10-09	HTGCHercules Capital, Inc.F Tax Payment	Chief Operating Officer	FTax Payment	−1,365 sh	$16.51	−$22.5K	143,174
2026-10-09	HTGCHercules Capital, Inc.F Tax Payment	Chief Operating Officer	FTax Payment	−1,433 sh	$16.51	−$23.7K	141,741
2026-07-09	HTGCHercules Capital, Inc.F Tax Payment	Chief Operating Officer	FTax Payment	−1,433 sh	$15.69	−$22.5K	145,904
2026-07-09	HTGCHercules Capital, Inc.F Tax Payment	Chief Operating Officer	FTax Payment	−1,365 sh	$15.69	−$21.4K	144,539
2026-04-09	HTGCHercules Capital, Inc.F Tax Payment	Chief Operating Officer	FTax Payment	−1,365 sh	$14.74	−$20.1K	148,770
2026-04-09	HTGCHercules Capital, Inc.F Tax Payment	Chief Operating Officer	FTax Payment	−1,433 sh	$14.74	−$21.1K	147,337
2026-03-04	HTGCHercules Capital, Inc.P Purchase	Chief Operating Officer	PPurchase	−5,000 sh	$14.68	−$73.4K	150,135
2026-03-04	HTGCHercules Capital, Inc.P Purchase	Chief Operating Officer	PPurchase	+5,000 sh	$14.68	+$73.4K	150,135
2026-01-11	HTGCHercules Capital, Inc.F Tax Payment	Chief Operating Officer	FTax Payment	−1,178 sh	$18.59	−$21.9K	145,134
2026-01-09	HTGCHercules Capital, Inc.F Tax Payment	Chief Operating Officer	FTax Payment	−7,580 sh	$18.59	−$141K	146,312
2026-01-08	HTGCHercules Capital, Inc.A Award	Chief Operating Officer	AAward	+37K sh	$18.24	+$675K	153,892
2025-12-04	HTGCHercules Capital, Inc. · Restricted Stock UnitsA Award	Chief Operating Officer	AAward	+10.6K sh	—	—	39,448
2025-10-11	HTGCHercules Capital, Inc.F Tax Payment	Chief Operating Officer	FTax Payment	−1,176 sh	$16.70	−$19.6K	116,885
2025-10-09	HTGCHercules Capital, Inc.F Tax Payment	Chief Operating Officer	FTax Payment	−1,362 sh	$17.06	−$23.2K	118,061
2025-07-11	HTGCHercules Capital, Inc.F Tax Payment	Chief Operating Officer	FTax Payment	−829 sh	$18.94	−$15.7K	119,423
2025-07-09	HTGCHercules Capital, Inc.F Tax Payment	Chief Operating Officer	FTax Payment	−960 sh	$18.56	−$17.8K	120,252
2025-06-05	HTGCHercules Capital, Inc.S Sale	Chief Operating Officer	SSale	−395 sh	$17.83	−$7,042.85	120,556
2025-06-05	HTGCHercules Capital, Inc.P Purchase	Chief Operating Officer	PPurchase	+395 sh	$17.83	+$7,042.85	121,212
2025-04-11	HTGCHercules Capital, Inc.F Tax Payment	Chief Operating Officer	FTax Payment	−829 sh	$16.83	−$14K	120,951
2025-04-09	HTGCHercules Capital, Inc.F Tax Payment	Chief Operating Officer	FTax Payment	−960 sh	$17.49	−$16.8K	121,780
2025-01-11	HTGCHercules Capital, Inc.F Tax Payment	Chief Operating Officer	FTax Payment	−1,256 sh	$19.73	−$24.8K	122,505
2025-01-09	HTGCHercules Capital, Inc.F Tax Payment	Chief Operating Officer	FTax Payment	−4,266 sh	$19.98	−$85.2K	89,977
2025-01-09	HTGCHercules Capital, Inc.A Award	Chief Operating Officer	AAward	+33.8K sh	$19.98	+$675K	123,761
2024-12-05	HTGCHercules Capital, Inc. · Restricted Stock UnitsA Award	Chief Operating Officer	AAward	+10.6K sh	—	—	28,888
2024-10-11	HTGCHercules Capital, Inc.F Tax Payment	Chief Operating Officer	FTax Payment	−1,251 sh	$19.63	−$24.6K	94,008
2024-07-11	HTGCHercules Capital, Inc.F Tax Payment	Chief Operating Officer	FTax Payment	−1,251 sh	$21.11	−$26.4K	95,023
2024-04-11	HTGCHercules Capital, Inc.F Tax Payment	Chief Operating Officer	FTax Payment	−1,251 sh	$18.41	−$23K	96,052
2024-01-12	HTGCHercules Capital, Inc.F Tax Payment	Chief Operating Officer	FTax Payment	−579 sh	$17.58	−$10.2K	97,075
2024-01-12	HTGCHercules Capital, Inc.F Tax Payment	Chief Operating Officer	FTax Payment	−566 sh	$17.58	−$9,950.28	97,088
2024-01-11	HTGCHercules Capital, Inc.F Tax Payment	Chief Operating Officer	FTax Payment	−5,554 sh	$17.48	−$97.1K	97,654
2024-01-09	HTGCHercules Capital, Inc.A Award	Chief Operating Officer	AAward	+32.2K sh	$17.40	+$560K	103,208
2023-12-07	HTGCHercules Capital, Inc. · Restricted Stock UnitsA Award	Chief Operating Officer	AAward	+9,791 sh	—	—	18,312
2023-11-22	HTGCHercules Capital, Inc.A Award	Chief Operating Officer	AAward	+260 sh	$15.56	+$4,045.6	71,024
2023-10-12	HTGCHercules Capital, Inc.F Tax Payment	Chief Operating Officer	FTax Payment	−415 sh	$16.25	−$6,743.75	70,764
2023-10-11	HTGCHercules Capital, Inc.F Tax Payment	Chief Operating Officer	FTax Payment	−412 sh	$16.26	−$6,699.12	71,179
2023-08-25	HTGCHercules Capital, Inc.A Award	Chief Operating Officer	AAward	+199 sh	$16.45	+$3,273.55	71,551
2023-08-25	HTGCHercules Capital, Inc.A Award	Chief Operating Officer	AAward	+40 sh	$16.34	+$653.6	71,591
2023-07-12	HTGCHercules Capital, Inc.F Tax Payment	Chief Operating Officer	FTax Payment	−415 sh	$15.73	−$6,527.95	71,352
2023-07-11	HTGCHercules Capital, Inc.F Tax Payment	Chief Operating Officer	FTax Payment	−412 sh	$15.55	−$6,406.6	71,767
2023-05-24	HTGCHercules Capital, Inc.P Purchase	Chief Operating Officer	PPurchase	+455 sh	$13.73	+$6,247.15	72,634
2023-05-24	HTGCHercules Capital, Inc.S Sale	Chief Operating Officer	SSale	−455 sh	$13.72	−$6,242.6	72,179
2023-05-23	HTGCHercules Capital, Inc.A Award	Chief Operating Officer	AAward	+253 sh	$13.91	+$3,519.23	72,179
2023-04-12	HTGCHercules Capital, Inc.F Tax Payment	Chief Operating Officer	FTax Payment	−415 sh	$12.45	−$5,166.75	71,925
2023-04-11	HTGCHercules Capital, Inc.F Tax Payment	Chief Operating Officer	FTax Payment	−412 sh	$12.43	−$5,121.16	72,340
2023-03-09	HTGCHercules Capital, Inc.A Award	Chief Operating Officer	AAward	+223 sh	$15.31	+$3,414.13	72,752
2023-02-06	HTGCHercules Capital, Inc. · Restricted Stock UnitsA Award	Chief Operating Officer	AAward	+8,521 sh	—	—	8,521
2023-01-13	HTGCHercules Capital, Inc.F Tax Payment	Chief Operating Officer	FTax Payment	−493 sh	$13.65	−$6,729.45	72,529
2023-01-12	HTGCHercules Capital, Inc.F Tax Payment	Chief Operating Officer	FTax Payment	−490 sh	$13.69	−$6,708.1	73,022
2023-01-11	HTGCHercules Capital, Inc.A Award	Chief Operating Officer	AAward	+27.8K sh	$13.50	+$375K	75,454
2023-01-11	HTGCHercules Capital, Inc.F Tax Payment	Chief Operating Officer	FTax Payment	−1,942 sh	$13.50	−$26.2K	73,512

Recent filings

Accepted (ET)
Oct 134
Follmann Christian0001907321-26-000008
SEC(opens sec.gov)
Jul 134
Follmann Christian0001907321-26-000007
SEC(opens sec.gov)
Apr 134
Follmann Christian0001907321-26-000005
SEC(opens sec.gov)
Mar 54
Follmann Christian0001907321-26-000003
SEC(opens sec.gov)
Mar 54/A
Follmann Christian0001907321-26-000004
SEC(opens sec.gov)
Jan 134
Follmann Christian0001907321-26-000002
SEC(opens sec.gov)
Jan 124
Follmann Christian0001907321-26-000001
SEC(opens sec.gov)
Dec 84
Follmann Christian0001907321-25-000009
SEC(opens sec.gov)
Oct 154
Follmann Christian0001907321-25-000007
SEC(opens sec.gov)
Oct 144
Follmann Christian0001907321-25-000006
SEC(opens sec.gov)
Jul 154
Follmann Christian0001562180-25-005426
SEC(opens sec.gov)
Jul 114
Follmann Christian0001562180-25-005395
SEC(opens sec.gov)
Jun 54
Follmann Christian0001562180-25-004523
SEC(opens sec.gov)
Apr 154
Follmann Christian0001562180-25-003167
SEC(opens sec.gov)
Apr 114
Follmann Christian0001562180-25-003121
SEC(opens sec.gov)

Companies

Hercules Capital, Inc.Chief Operating OfficerHTGC

Address

C/O HERCULES CAPITAL, INC. 1 NORTH B STREET, SUITE 2000

SAN MATEO, CA, 94401