4Filed Aug 10, 8:00 PM ET

Capital Southwest (CSWC) Director Christine Battist Receives 1,989 Shares

$CSWC · CAPITAL SOUTHWEST CORP

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Capital Southwest (CSWC) Director Christine Battist Receives 1,989 Shares

What Happened

  • Christine Battist, a director of Capital Southwest Corp (CSWC), received an award of 1,989 shares on 2026-08-10. The Form 4 reports the shares were acquired at $0.00 (i.e., granted as restricted stock), so there was no cash purchase price listed.

Key Details

  • Transaction date: 2026-08-10; Form 4 filed: 2026-08-11 (timely filing).
  • Transaction type: A — Award/Grant of restricted stock; reported acquisition price $0.00.
  • Shares acquired: 1,989.
  • Shares owned after transaction: not disclosed in the provided filing.
  • Footnotes: (F1) Shares issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan. (F2) Shares are held by the Trust Agreement of Christine Sue Battist dated August 13, 2007.
  • No indication of a 10b5-1 plan, sale, or tax-withholding disposition in this filing.

Context

  • Director restricted stock awards are a common form of non-employee director compensation and represent an issuance rather than an open-market purchase or sale; they do not, by themselves, indicate buy/sell intent for the market. The $0.00 price reflects the grant/acquisition accounting; market value at grant date is not provided in the filing.