BRODFUEHRER JOHN T 4
4 · 22nd Century Group, Inc. · Filed Mar 4, 2019
Insider Transaction Report
Form 4
BRODFUEHRER JOHN T
CFO & Treasurer
Transactions
- Award
Common Stock
2019-02-28$2.41/sh+71,000$171,110→ 333,500 total
Holdings
- 124,000
Stock Option (Right to Buy)
Exercise: $1.39Exp: 2027-05-24→ Common Stock (124,000 underlying) - 202,128
Stock Option (Right to Buy)
Exercise: $0.95Exp: 2026-03-04→ Common Stock (202,128 underlying) - 117,146
Stock Option (Right to Buy)
Exercise: $2.76Exp: 2028-03-06→ Common Stock (117,146 underlying) - 194,529
Stock Option (Right to Buy)
Exercise: $0.96From: 2016-02-16Exp: 2025-02-16→ Common Stock (194,529 underlying)
Footnotes (4)
- [F1]Stock option grant which vests one-third on each of March 6, 2019, March 6, 2020 and March 6, 2021.
- [F2]Stock option grant which vests one-third on each of April 1, 2018, April 1, 2019 and April 1, 2020.
- [F3]Stock option grant which vests one-third on each of March 4, 2017, March 4, 2018 and March 4, 2019.
- [F4]Restricted stock units vest one-third on February 28, 2020, February 28, 2021, and February 28, 2022, and are subject to continued service by the Reporting Person with the Company.