Browne Christophe 4

4 · Affinion Group Holdings, Inc. · Filed Mar 4, 2019

Insider Transaction Report

Form 4
Period: 2019-02-28
Transactions
  • Exercise of In-Money

    Warrant (right to buy)

    2019-02-28$0.01/sh+735,657$7,357694,269 total(indirect: See footnote)
    Exercise: $0.01From: 2017-05-10Exp: 2022-11-10Common Stock (735,657 underlying)
Footnotes (1)
  • [F1]The securities reported herein are owned of record by Metro SPV LLC, and indirectly by (a) the ICG Strategic Secondaries II GP LP as the managing member of the SPV, (b) ICG Strategic Equity Associates II LLC as the general partner of the ICG Strategic Secondaries II GP LP, (c) ICG, Inc. as the sole managing member of ICG Strategic Equity Associates II LLC, (d) ICG FMC as ICG, Inc. is its wholly-owned subsidiary and (e) ICG plc as ICG FMC is its wholly-owned subsidiary. The Reporting Person is a Managing Director of ICG Strategic Equity Advisors LLC, and as such may be deemed to have beneficial ownership of the securities held directly by the SPV. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

Documents

1 file
  • 4
    doc1.xmlPrimary

    FORM 4