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4//SEC Filing

Russell Lori L 4

Accession 0001567619-19-007387

CIK 0001733998other

View on SEC.gov Company Profile

Filed

Mar 20, 8:00 PM ET

Accepted

Mar 21, 5:03 PM ET

Size

15.6 KB

Accession

0001567619-19-007387

Insider Transaction Report

Form 4

Period: 2019-03-19

Northwest Natural Holding CoNWN

VP, Utility Services

Transactions

Exercise/Conversion
Employee Stock Option to Buy
2019-03-19−1,500→ 0 total
Exercise: $44.25Exp: 2020-03-02→ Common Stock (1,500 underlying)
Exercise/Conversion
Common Stock
2019-03-19$44.25/sh+1,500$66,375→ 3,932.69 total
Exercise/Conversion
Common Stock
2019-03-19$45.74/sh+2,000$91,480→ 4,432.69 total
Sale
Common Stock
2019-03-19$64.59/sh−1,500$96,884→ 2,432.69 total
Sale
Common Stock
2019-03-19$64.59/sh−2,000$129,179→ 2,432.69 total
Exercise/Conversion
Employee Stock Option to Buy
2019-03-19−2,000→ 0 total
Exercise: $45.74Exp: 2021-03-02→ Common Stock (2,000 underlying)

Holdings

Common Stock
(indirect: See Footnote)
1,371.622
Common Stock
(indirect: See Footnote)
3,695.116

Footnotes (6)

[F1]This transaction was executed in multiple trades on reported date with prices ranging from $64.37 to $64.795, resulting in an average price of $64.5894. Northwest Natural Holding Company ("Issuer") will provide upon request by the Commission staff or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
[F2]Shares have been credited to the reporting person's account under Northwest Natural Gas Company's Deferred Compensation Plan for Directors and Executives.
[F3]Shares held in reporting person's account under Northwest Natural Gas Company's Retirement K Savings Plan as of February 28, 2019.
[F4]The option vested in four equal installments on February 24, 2011, and January 1, 2012, 2013 and 2014.
[F5]The option vested in four equal installments on February 23, 2012 and January 1, 2013, 2014 and 2015.
[F6]Option was granted as part of compensation for services. The option was exercised in a cashless exercise.

Documents

1 file

4
doc1.xmlPrimary
FORM 4

Issuer

Northwest Natural Holding Co

CIK 0001733998

Entity typeother

Related Parties

1

filerCIK 0001671699

Filing Metadata

Form type: 4
Filed: Mar 20, 8:00 PM ET
Accepted: Mar 21, 5:03 PM ET
Size: 15.6 KB

View on SEC.gov