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4//SEC Filing

Dobbins James Wells 4

Accession 0001567619-19-007466

CIK 0001290677other
View on SEC.govCompany Profile

Filed

Mar 21, 8:00 PM ET

Accepted

Mar 22, 4:02 PM ET

Size

11.5 KB

Accession

0001567619-19-007466

Insider Transaction Report

Form 4
Period: 2019-03-20
Turning Point Brands, Inc.TPB
Dobbins James Wells
GC, Secretary, Sr. VP
Transactions
  • Award

    Options (2019)

    2019-03-20+11,500→ 11,500 total
    Exercise: $47.58Exp: 2029-03-20→ Common Stock (11,500 underlying)
Holdings

  • Options (2018)

    Exercise: $21.21Exp: 2028-03-07→ Common Stock (9,000 underlying)
    9,000

  • Options (2017)

    Exercise: $15.41Exp: 2027-05-17→ Common Stock (6,850 underlying)
    6,850

  • Options (2014)

    Exercise: $3.83Exp: 2024-08-08→ Common Stock (5,216 underlying)
    5,216

  • Options (2011)

    Exercise: $3.83Exp: 2021-08-25→ Common Stock (31,296 underlying)
    31,296
Footnotes (7)
  • [F1]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2019, 33% of the underlying shares on January 1, 2020 and 33% of the underlying shares on January 1, 2021.
  • [F2]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020.
  • [F3]The options vested and became exercisable as to 50% of the underlying shares on August 8, 2014, 25% of the underlying shares on August 8, 2015 and 25% of the underlying shares on August 8, 2016.
  • [F4]The options vested and became exercisable as to 50% of the underlying shares on August 25, 2011, 16.66% of the underlying shares on August 25, 2012, 16.66% of the underlying shares on August 25, 2013 and the remaining 16.66% of the underlying shares on August 25, 2014.
  • [F5]Granted pursuant to the issuer's 2015 Equity Incentive Plan.
  • [F6]Granted pursuant to the issuer's 2006 Equity Incentive Plan.
  • [F7]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2020, 33% of the underlying shares on January 1, 2021 and 33% of the underlying shares on January 1, 2022.

Documents

1 file

Issuer

Turning Point Brands, Inc.

CIK 0001290677

→
Entity typeother

Related Parties

1
  • filerCIK 0001659531

Filing Metadata

Form type
4
Filed
Mar 21, 8:00 PM ET
Accepted
Mar 22, 4:02 PM ET
Size
11.5 KB
View on SEC.gov