Insider · CIK 0001659531

Dobbins James Wells

Reports to the SEC for 2 companies · LOUISVILLE, KY

sec.gov

Transactions

Companies

Filings

CIK

0001659531

Forms 4 and 5

Insider transactions

21 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2020-03-18	TPBTurning Point Brands, Inc. · Options (2020)A Award	GC, Secretary, Sr. VP	AAward	+4,500 sh	—	—	4,500
2019-03-20	TPBTurning Point Brands, Inc. · Options (2019)A Award	GC, Secretary, Sr. VP	AAward	+11.5K sh	—	—	11,500
2018-06-12	TPBTurning Point Brands, Inc. · Options (2008)M Exercise/Conversion	GC, Secretary, Sr. VP	MExercise/Conversion	−5,864 sh	—	—	0
2018-06-12	TPBTurning Point Brands, Inc.M Exercise/Conversion	GC, Secretary, Sr. VP	MExercise/Conversion	+5,864 sh	$1.06	+$6,215.84	89,905
2018-06-12	TPBTurning Point Brands, Inc.S Sale	GC, Secretary, Sr. VP	SSale	−5,864 sh	$30.21	−$177K	84,041
2018-05-23	TPBTurning Point Brands, Inc.M Exercise/Conversion	GC, Secretary, Sr. VP	MExercise/Conversion	+5,000 sh	$1.06	+$5,300	89,041
2018-05-23	TPBTurning Point Brands, Inc.S Sale	GC, Secretary, Sr. VP	SSale	−5,000 sh	$25.00	−$125K	84,041
2018-05-23	TPBTurning Point Brands, Inc. · Options (2008)M Exercise/Conversion	GC, Secretary, Sr. VP	MExercise/Conversion	−5,000 sh	—	—	5,864
2018-03-07	TPBTurning Point Brands, Inc. · Options (2018)A Award	GC, Secretary, Sr. VP	AAward	+9,000 sh	—	—	9,000
2017-08-31	TPBTurning Point Brands, Inc. · OptionsM Exercise/Conversion	GC, Secretary, Sr. VP	MExercise/Conversion	−12K sh	—	—	0
2017-08-31	TPBTurning Point Brands, Inc.S Sale	GC, Secretary, Sr. VP	SSale	−12K sh	$16.93	−$203K	84,041
2017-08-31	TPBTurning Point Brands, Inc.M Exercise/Conversion	GC, Secretary, Sr. VP	MExercise/Conversion	+12K sh	$1.06	+$12.7K	96,043
2017-08-14	TPBTurning Point Brands, Inc.S Sale	GC, Secretary, Sr. VP	SSale	−6,000 sh	$16.04	−$96.2K	84,041
2017-08-14	TPBTurning Point Brands, Inc.M Exercise/Conversion	GC, Secretary, Sr. VP	MExercise/Conversion	+6,000 sh	$1.06	+$6,360	90,041
2017-08-14	TPBTurning Point Brands, Inc. · OptionsM Exercise/Conversion	GC, Secretary, Sr. VP	MExercise/Conversion	−6,000 sh	—	—	12,002
2017-05-23	TPBTurning Point Brands, Inc.M Exercise/Conversion	GC, Secretary, Sr. VP	MExercise/Conversion	+6,000 sh	$1.06	+$6,360	90,041
2017-05-23	TPBTurning Point Brands, Inc.S Sale	GC, Secretary, Sr. VP	SSale	−6,000 sh	$16.67	−$100K	84,041
2017-05-23	TPBTurning Point Brands, Inc. · Options (2007)M Exercise/Conversion	GC, Secretary, Sr. VP	MExercise/Conversion	−6,000 sh	—	—	18,002
2017-05-17	TPBTurning Point Brands, Inc. · Options (2017)A Award	GC, Secretary, Sr. VP	AAward	+6,850 sh	—	—	6,850
2017-02-07	TPBTurning Point Brands, Inc. · Option (right to buy)D Disposition to Issuer	GC, Secretary, Sr. VP	DDisposition to Issuer	−12.5K sh	$11.99	−$150K	24,002
2016-05-13	TPBTurning Point Brands, Inc.J Other	GC, Secretary, Sr. VP	JOther	+587 sh	—	—	84,041

Recent filings

Accepted (ET)
Mar 204
Dobbins James Wells0001567619-20-006857
SEC(opens sec.gov)
Mar 224
Dobbins James Wells0001567619-19-007466
SEC(opens sec.gov)
Jun 144
Dobbins James Wells0001140361-18-028561
SEC(opens sec.gov)
May 244
Dobbins James Wells0001140361-18-025482
SEC(opens sec.gov)
Mar 94
Dobbins James Wells0001140361-18-012903
SEC(opens sec.gov)
Sep 14
Dobbins James Wells0001140361-17-034104
SEC(opens sec.gov)
Aug 154
Dobbins James Wells0001140361-17-032253
SEC(opens sec.gov)
May 244
Turning Point Brands, Inc.0001140361-17-022202
SEC(opens sec.gov)
May 184
Turning Point Brands, Inc.0001140361-17-021402
SEC(opens sec.gov)
Feb 94
Turning Point Brands, Inc.0001140361-17-005401
SEC(opens sec.gov)

Companies

Address

TURNING POINT BRANDS, INC. 5201 INTERCHANGE WAY

LOUISVILLE, KY, 40229