Home/Filings/4/0001567619-19-016389
4//SEC Filing

Altschaefl Michael W 4

Accession 0001567619-19-016389

CIK 0001409375other

Filed

Aug 11, 8:00 PM ET

Accepted

Aug 12, 5:35 PM ET

Size

12.5 KB

Accession

0001567619-19-016389

Insider Transaction Report

Form 4
Period: 2019-08-12
Transactions
  • Award

    Common Stock

    2019-08-12+63,747634,823 total
Holdings
  • Stock Options (right to buy)

    Exercise: $3.81From: 2010-10-30Exp: 2019-10-30Common Stock (5,291 underlying)
    5,291
  • Stock Options (right to buy)

    Exercise: $2.41From: 2013-12-31Exp: 2023-05-28Common Stock (36,568 underlying)
    36,568
  • Stock Options (right to buy)

    Exercise: $3.46From: 2011-05-18Exp: 2020-05-18Common Stock (19,912 underlying)
    19,912
  • Stock Options (right to buy)

    Exercise: $4.19From: 2012-05-23Exp: 2021-05-23Common Stock (22,045 underlying)
    22,045
  • Stock Options (right to buy)

    Exercise: $2.03From: 2013-06-12Exp: 2022-06-12Common Stock (26,646 underlying)
    26,646
Footnotes (6)
  • [F1]Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of August 12, 2020, 2021 and 2022, respectively.
  • [F2]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted October 30, 2009, vested and became exercisable in three equal installments on October 30, 2010, 2011 and 2012, respectively.
  • [F3]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 18, 2010, vested and became exercisable in three equal installments on May 18, 2011, 2012 and 2013, respectively.
  • [F4]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 23, 2011, vested and became exercisable in three equal installments on May 23, 2012, 2013 and 2014, respectively.
  • [F5]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted June 12, 2012, vested and became exercisable in three equal installments on June 12, 2013, 2014 and 2015, respectively.
  • [F6]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 28, 2013, vested and became exercisable in three equal installments on December 31, 2013, 2014 and 2015, respectively.

Documents

1 file

Issuer

ORION ENERGY SYSTEMS, INC.

CIK 0001409375

Entity typeother

Related Parties

1
  • filerCIK 0001476048

Filing Metadata

Form type
4
Filed
Aug 11, 8:00 PM ET
Accepted
Aug 12, 5:35 PM ET
Size
12.5 KB