4//SEC Filing
Green Scott A. 4
Accession 0001567619-19-021778
CIK 0001409375other
Filed
Nov 17, 7:00 PM ET
Accepted
Nov 18, 5:37 PM ET
Size
12.6 KB
Accession
0001567619-19-021778
Insider Transaction Report
Form 4
Green Scott A.
President and COO
Transactions
- Sale
Common Stock
2019-11-15$3.29/sh−125,000$411,438→ 0 total(indirect: By LLC) - Sale
Common Stock
2019-11-15$3.26/sh−23,473$76,635→ 125,000 total(indirect: By LLC) - Sale
Common Stock
2019-11-14$3.27/sh−19,145$62,642→ 163,743 total(indirect: By LLC) - Sale
Common Stock
2019-11-14$3.23/sh−15,270$49,261→ 148,473 total(indirect: By LLC)
Holdings
- 476,697
Common Stock
- 125,270(indirect: By 401(k))
Common Stock
Footnotes (5)
- [F1]The price in Column 4 is a weighted average price. The prices actually received ranged from $3.26 to $3.31. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
- [F2]Shares owned by ANKMC, LLC, of which the reporting person is the sole member.
- [F3]The price in Column 4 is a weighted average price. The prices actually received ranged from $3.205 to $3.30. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
- [F4]The price in Column 4 is a weighted average price. The prices actually received ranged from $3.25 to $3.30. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
- [F5]The price in Column 4 is a weighted average price. The prices actually received ranged from $3.18 to $3.39. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
Documents
Issuer
ORION ENERGY SYSTEMS, INC.
CIK 0001409375
Entity typeother
Related Parties
1- filerCIK 0001681065
Filing Metadata
- Form type
- 4
- Filed
- Nov 17, 7:00 PM ET
- Accepted
- Nov 18, 5:37 PM ET
- Size
- 12.6 KB