WOLF DENNIS P 4
4 · CODEXIS, INC. · Filed Dec 20, 2019
Insider Transaction Report
Form 4
CODEXIS, INC.CDXS
WOLF DENNIS P
Director
Transactions
- Exercise/Conversion
Common Stock
2019-12-19$3.62/sh+20,000$72,400→ 102,177 total - Sale
Common Stock
2019-12-19$16.22/sh−20,000$324,384→ 82,177 total - Exercise/Conversion
Stock Option (Right to Buy)
2019-12-19−20,000→ 0 totalExercise: $3.62Exp: 2022-06-05→ Common Stock (20,000 underlying)
Footnotes (3)
- [F1]Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.
- [F2]This transaction was executed in multiple trades in prices ranging from $15.92 to $16.52, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- [F3]The option is fully vested and exercisable.