4//SEC Filing
LYTTON LAURENCE W 4
Accession 0001567619-20-004990
CIK 0001169987other
Filed
Feb 26, 7:00 PM ET
Accepted
Feb 27, 4:40 PM ET
Size
12.9 KB
Accession
0001567619-20-004990
Insider Transaction Report
Form 4
LYTTON LAURENCE W
10% Owner
Transactions
- Other
Common Stock
2020-02-25−4,110,000→ 2,297,173 total - Other
Series A Convertible Preferred Stock
2020-02-25+1,167→ 1,167 totalExercise: $0.00→ Common Stock (116,700 underlying) - Purchase
Series A Convertible Preferred Stock
2020-02-25$59.00/sh+193$11,387→ 193 total(indirect: By Foundation)Exercise: $0.00→ Common Stock (19,300 underlying) - Purchase
Series A Convertible Preferred Stock
2020-02-25$59.00/sh+96$5,664→ 96 total(indirect: By LLC)Exercise: $0.00→ Common Stock (9,600 underlying)
Footnotes (6)
- [F1]Surrendered to the Issuer in exchange for shares of the Issuer's newly designated Series A Convertible Preferred Stock, par value $0.001 per share ("Series A Preferred").
- [F2]Each share of Series A Preferred is convertible into 100 shares of the Issuer's common stock at the holder's election, subject to beneficial ownership limitations, and has no expiration date.
- [F3]Issued in exchange for the surrender of shares of the Issuer's Common Stock.
- [F4]As discussed above, the exercise of the Series A Preferred is subject to beneficial ownership limitations. The number of shares shown is the number not subject to such limitations.
- [F5]Lytton Kambara Foundation is a non-profit entity for which Mr. Lytton has investment discretion. Mr. Lytton has no pecuniary interest in and disclaims beneficial ownership of these securities and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- [F6]Mr. Lytton has no pecuniary interest in and disclaims any beneficial ownership of these securities and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Documents
Issuer
HTG MOLECULAR DIAGNOSTICS, INC
CIK 0001169987
Entity typeother
Related Parties
1- filerCIK 0001105806
Filing Metadata
- Form type
- 4
- Filed
- Feb 26, 7:00 PM ET
- Accepted
- Feb 27, 4:40 PM ET
- Size
- 12.9 KB