Elliott Thomas C 4
4 · Exantas Capital Corp. · Filed Mar 13, 2020
Insider Transaction Report
Form 4
Elliott Thomas C
Executive Vice President
Transactions
- Purchase
Common Stock
2020-03-12$8.84/sh+7,200$63,648→ 124,479 total - Purchase
8.625% Series C Cumulative Redeemable Preferred Stock
2020-03-12$20.99/sh+2,710$56,883→ 2,710 total - Purchase
Common Stock
2020-03-12$8.83/sh+110$971→ 124,589 total - Purchase
8.625% Series C Cumulative Redeemable Preferred Stock
2020-03-12$21.00/sh+1,999$41,979→ 4,709 total
Holdings
- 187(indirect: As UGMA Custodian)
Common Stock
- 187(indirect: As UGMA Custodian)
Common Stock
Footnotes (2)
- [F1]Includes 18,466 shares which remain subject to vesting under the Issuer's Second Amended and Restated Omnibus Equity Compensation Plan.
- [F2]The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.