ORION ENERGY SYSTEMS, INC.·4

Jun 11, 1:38 PM ET

Altschaefl Michael W 4

4 · ORION ENERGY SYSTEMS, INC. · Filed Jun 11, 2020

Insider Transaction Report

Form 4
Period: 2020-06-09
Transactions
  • Award

    Common Stock

    2020-06-09+92,155726,978 total
Holdings
  • Stock Options (right to buy)

    Exercise: $4.19From: 2012-05-23Exp: 2021-05-23Common Stock (22,045 underlying)
    22,045
  • Stock Options (right to buy)

    Exercise: $2.03From: 2013-06-12Exp: 2022-06-12Common Stock (26,646 underlying)
    26,646
  • Stock Options (right to buy)

    Exercise: $2.41From: 2013-12-31Exp: 2023-05-28Common Stock (36,568 underlying)
    36,568
Footnotes (4)
  • [F1]Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 9, 2021, 2022 and 2023, respectively.
  • [F2]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 23, 2011, vested and became exercisable in three equal installments on May 23, 2012, 2013 and 2014, respectively.
  • [F3]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted June 12, 2012, vested and became exercisable in three equal installments on June 12, 2013, 2014 and 2015, respectively.
  • [F4]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 28, 2013, vested and became exercisable in three equal installments on December 31, 2013, 2014 and 2015, respectively.

Documents

1 file
  • 4
    doc1.xmlPrimary

    FORM 4