Simosko Nina 4
4 · Akerna Corp. · Filed Mar 4, 2021
Insider Transaction Report
Form 4
Akerna Corp.KERN
Simosko Nina
Chief Revenue Officer
Transactions
- Exercise/Conversion
Common Shares
2021-02-09+31,289→ 31,289 total - Tax Payment
Common Shares
2021-02-09$6.82/sh−8,523$58,127→ 22,766 total - Exercise/Conversion
Restricted Stock Units
2021-02-09−31,289→ 93,867 totalExp: 2023-10-07→ Common Shares (93,867 underlying)
Footnotes (3)
- [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock.
- [F2]Represents shares withheld for tax purposes on settlement of RSUs.
- [F3]The RSUs were granted on October 7, 2019, and vest as follows: 31,289 on October 7, 2020; 31,289 on October 7, 2021; 31,289 on October 7, 2022; and 31,289 on October 7, 2023; provided that (I) the RSUs shall vest immediately upon a change in control, and (ii) 33% of the unvested RSUs shall vest immediately on such date as the reporting person is terminated without cause or by her with good reason. Settlement of all vested RSUs occurred on February 9, 2021.