Home/Filings/4/0001567619-21-007321
4//SEC Filing

Clark Andrew S. 4

Accession 0001567619-21-007321

CIK 0001305323other

Filed

Mar 30, 8:00 PM ET

Accepted

Mar 31, 7:21 PM ET

Size

17.3 KB

Accession

0001567619-21-007321

Insider Transaction Report

Form 4
Period: 2021-03-29
Clark Andrew S.
DirectorCEO and President
Transactions
  • Exercise/Conversion

    Common Stock

    2021-03-29+169,250684,470 total
  • Tax Payment

    Common Stock

    2021-03-29$4.25/sh63,059$268,001621,411 total
  • Exercise/Conversion

    Restricted Stock Unit

    2021-03-2912,1100 total
    Common Stock (12,110 underlying)
  • Exercise/Conversion

    Restricted Stock Unit

    2021-03-2950,888101,774 total
    Common Stock (50,888 underlying)
  • Exercise/Conversion

    Restricted Stock Unit

    2021-03-2931,46531,465 total
    Common Stock (31,465 underlying)
  • Exercise/Conversion

    Restricted Stock Unit

    2021-03-2974,787149,573 total
    Common Stock (74,787 underlying)
Holdings
  • Common Stock

    (indirect: By Trust)
    513,444
Footnotes (7)
  • [F1]On March 29, 2021, 169,250 of the reporting person's restricted stock units were settled for an equal number of shares of the issuer's common stock.
  • [F2]Shares held indirectly by the reporting person in the name of the Clark Family Trust, dated July 8, 1998, of which the reporting person is a trustee and in which the reporting person has a pecuniary interest.
  • [F3]Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.
  • [F4]Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 25% of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 25% of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is March 29, 2017.
  • [F5]Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 25% of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 25% of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is March 29, 2018.
  • [F6]Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 25% of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 25% of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is March 29, 2019.
  • [F7]Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 1/3rd of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 1/3rd of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is March 29, 2020.

Documents

1 file

Issuer

Zovio Inc

CIK 0001305323

Entity typeother

Related Parties

1
  • filerCIK 0001453872

Filing Metadata

Form type
4
Filed
Mar 30, 8:00 PM ET
Accepted
Mar 31, 7:21 PM ET
Size
17.3 KB