|4Mar 31, 7:27 PM ET

Brown Marc 4

4 · Zovio Inc · Filed Mar 31, 2021

Insider Transaction Report

Form 4
Period: 2021-03-29
Brown Marc
SVP, Chief HR Officer
Transactions
  • Tax Payment

    Common Stock

    2021-03-29$4.25/sh8,068$34,28954,997 total
  • Exercise/Conversion

    Common Stock

    2021-03-29+23,32463,065 total
  • Exercise/Conversion

    Restricted Stock Unit

    2021-03-291,9000 total
    Common Stock (1,900 underlying)
  • Exercise/Conversion

    Restricted Stock Unit

    2021-03-294,6474,647 total
    Common Stock (4,647 underlying)
  • Exercise/Conversion

    Restricted Stock Unit

    2021-03-296,79313,584 total
    Common Stock (6,793 underlying)
  • Exercise/Conversion

    Restricted Stock Unit

    2021-03-299,98419,966 total
    Common Stock (9,984 underlying)
Footnotes (6)
  • [F1]On March 29, 2021, 23,324 of the reporting person's restricted stock units were settled for an equal number of shares of the issuer's common stock.
  • [F2]Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.
  • [F3]Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 25% of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 25% of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is March 29, 2017.
  • [F4]Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 25% of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 25% of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is March 29, 2018.
  • [F5]Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 25% of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 25% of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is March 29, 2019.
  • [F6]Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 1/3rd of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 1/3rd of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is March 29, 2020.

Documents

1 file
  • 4
    doc1.xmlPrimary

    FORM 4